Straightline Group, Llc
- Regulatory AUM
- $1.2B
- Discretionary
- $1.1B
- Clients
- 2,365
- Avg AUM / client
- $495K
- Accounts
- 4,752
- Employees
- 11
AUM over time
Annual snapshots from Form ADV filings · as of Jul 10, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 2,093 | $645M | 55.1% |
| High net worth individuals | 265 | $523M | 44.6% |
| Charitable organizations | 3 | $2.3M | 0.19% |
| Corporations and other businesses | 4 | $961K | 0.08% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| 3 Dimensional Services Group 401 K Plan & Trust 3 Dimensional Services Inc. | 2024 | |
| Iroquois Industries, Inc. & Affiliates 401(k) Plan Iroquois Industries, Inc. | 2024 |
People (11)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Michael Fred Bisaro | President And Ceo | Jul 2007 (19y) | 75% or more | |
| Bethany Winterbottom Mosshart | Chief Operating Officer/Director Of Administration | Feb 2020 (7y) | Less than 5% | |
| Robert Thomas Rickey | Chief Growth Officer | CFP | Jul 2023 (3y) | Less than 5% |
| Pettit, Kenton, Keller | Chief Compliance Officer | Jun 2024 (2y) | Less than 5% | |
| Jason Charles Fisher | Registered representative | Dec 2005 (21y) | ||
| Doris Catherine Karras | Registered representative | Jun 2010 (16y) | ||
| Michael Allan Rice | Registered representative | Feb 2015 (11y) | ||
| Dennis Robert Raffin | Registered representative | Jun 2023 (3y) | ||
| Kyle Steven Zammit | Registered representative | Aug 2023 (3y) | ||
| Zachary D Rivard | Registered representative | CFP | Nov 2024 (2y) | |
| Gaurav Sonny Mehra | Registered representative | Jan 2025 (2y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (2)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| 3 Dimensional Services Group 401 K Plan & Trust | 3 Dimensional Services Inc. | 422 | $32.5M | 01/01/2024 |
| Iroquois Industries, Inc. & Affiliates 401(k) Plan | Iroquois Industries, Inc. | 631 | $31.2M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/10/2026 | 1.01 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Other fees
- • INSURANCE COMMISSIONS
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
- • Educational seminars/workshops
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $567M (48% of AUM) Jul 2026
- Fidelity Investments $267M (23% of AUM) Jul 2026
- Tiaa Cref Individual & Institutional Services, Llc $228M (19% of AUM) Jul 2026
- Transamerica Asset Management, Inc. $115M (10% of AUM) Nov 2024
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 10, 2026.
View current Form ADV (SEC/IAPD) ↗