Three Peaks Capital Management, Llc
- Regulatory AUM
- $223M
- Discretionary
- $223M
- Clients
- 72
- Avg AUM / client
- $3.1M
- Accounts
- 72
- Employees
- 5
AUM over time
Annual snapshots from Form ADV filings · as of Mar 31, 2026
Investments (13F portfolio — 87 positions, $300,590)
13F period Sep 30, 2021| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Lpl Finl Hldgs Inc | COM | $8,663 | 55,265 | 2.88% | 0.0% |
| 2 | Ally Finl Inc | COM | $7,721 | 151,241 | 2.57% | 0.0% |
| 3 | Iqvia Hldgs Inc | COM | $6,918 | 28,882 | 2.3% | 0.0% |
| 4 | Ss&C Technologies Hldgs Inc | COM | $6,313 | 90,961 | 2.1% | 0.0% |
| 5 | Churchill Downs Inc | COM | $6,110 | 25,448 | 2.03% | 0.0% |
| 6 | Avantor Inc | COM | $5,933 | 145,065 | 1.97% | 0.0% |
| 7 | Ball Corp | COM | $5,823 | 64,724 | 1.94% | 0.0% |
| 8 | Nasdaq Inc | COM | $5,808 | 30,092 | 1.93% | 0.0% |
| 9 | Catalent Inc | COM | $5,592 | 42,024 | 1.86% | 0.0% |
| 10 | Motorola Solutions Inc | COM NEW | $5,522 | 23,767 | 1.84% | 0.0% |
| 11 | Vertiv Holdings Co | COM CL A | $5,341 | 221,699 | 1.78% | 0.0% |
| 12 | Gallagher Arthur J & Co | COM | $5,329 | 35,851 | 1.77% | 0.0% |
| 13 | Gfl Environmental Inc | SUB VTG SHS | $5,250 | 141,320 | 1.75% | 0.0% |
| 14 | Transunion | COM | $5,213 | 46,416 | 1.73% | 0.0% |
| 15 | Xylem Inc | COM | $5,098 | 41,221 | 1.7% | 0.0% |
| 16 | Teleflex Incorporated | COM | $5,073 | 13,472 | 1.69% | 0.0% |
| 17 | Keysight Technologies Inc | COM | $4,917 | 29,927 | 1.64% | 0.0% |
| 18 | Cdw Corp | COM | $4,816 | 26,461 | 1.6% | 0.0% |
| 19 | Zebra Technologies Corporati | CL A | $4,662 | 9,046 | 1.55% | 0.0% |
| 20 | Wesco Intl Inc | COM | $4,603 | 39,917 | 1.53% | 0.0% |
| 21 | Caesars Entertainment Inc Ne | COM | $4,501 | 40,088 | 1.5% | 0.0% |
| 22 | Discover Finl Svcs | COM | $4,474 | 36,418 | 1.49% | 0.0% |
| 23 | Marvell Technology Inc | COM | $4,313 | 71,517 | 1.43% | 0.0% |
| 24 | Brown & Brown Inc | COM | $4,284 | 77,259 | 1.43% | 0.0% |
| 25 | Gartner Inc | COM | $4,257 | 14,008 | 1.42% | 0.0% |
Top 25 of 87 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 31 | $7.3M | 3.28% |
| High net worth individuals | 29 | $135M | 60.5% |
| Pension and profit sharing plans | 6 | $40.7M | 18.3% |
| Charitable organizations | 3 | $7.2M | 3.23% |
| Corporations and other businesses | 3 | $32.8M | 14.7% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Hawaii Iron Workers' Pension Plan Board Of Trustees Of Hawaii Iron Workers Pension Trust Fund | Waipahu, HI | 2024 |
| Hawaii Masons And Plasterers Annuity Plan Board Of Trustees Of The Hawaii Masons & Plasterers Annuity Trust Fund | Honolulu, HI | 2024 |
| Catv Industry Ibew Pension Plan Board Of Trustees Of Catv Industry Ibew Pension Plan | 2024 |
People (3)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Rufenacht, Sandy, Ray | Managing Member, Chief Executive Officer, Chief Investment Officer | Jun 2003 (23y) | 75% or more | |
| Bauman, Andrew, Lee | Chief Operations Officer | Jan 2012 (15y) | Less than 5% | |
| Mclaughlin, Ashley, Diane | Chief Compliance Officer | Sep 2020 (6y) | Less than 5% |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (3)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Hawaii Iron Workers' Pension Plan | Board Of Trustees Of Hawaii Iron Workers Pension Trust Fund | 649 | $176M | 04/01/2024 |
| Hawaii Masons And Plasterers Annuity Plan | Board Of Trustees Of The Hawaii Masons & Plasterers Annuity Trust Fund | 1,088 | $127M | 03/01/2024 |
| Catv Industry Ibew Pension Plan | Board Of Trustees Of Catv Industry Ibew Pension Plan | 47 | $98.4M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 1020 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Bok Financial Corporation $134M (60% of AUM) Mar 2026
- Colorado State Bank & Trust $102M (14% of AUM) Sep 2020
- J.P. Morgan $53.8M (7% of AUM) Nov 2019
- First Hawaiian Bank $27.8M (11% of AUM) Mar 2025
- Frost National Bank $25.7M (12% of AUM) Mar 2026
- Central Pacific Bank $23.0M (10% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗