Heinz & Associates, Inc.
State-registered
Insurance-Affiliated · Boutique (under $100M)
CRD 127460
· Atlanta, GA
· www.heinzinvestments.com
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ADV data as of Mar 26, 2026
- Regulatory AUM
- $96.8M
- Discretionary
- $96.8M
- Clients
- 68
- Avg AUM / client
- $1.4M
- Accounts
- 184
- Employees
- 3
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 15 | $2.3M | 2.38% |
| High net worth individuals | 53 | $94.1M | 97.1% |
| Pension and profit sharing plans | Fewer than 5 clients | $466K | 0.48% |
| Corporations and other businesses | Fewer than 5 clients | $1 | 0.0% |
People (2)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Heather Heinz Szyperski | Registered representative | Chartered Financial Consultant | Dec 2011 (15y) | |
| Margaret Mertins Cargle | Registered representative | Chartered Financial Consultant | Mar 2023 (3y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/26/2026 | 987 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Other fees
- • ADVISORY CONSULTATION FEES
Services
- • Portfolio management for individuals/small businesses
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $96.8M (100% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 26, 2026.
View current Form ADV (SEC/IAPD) ↗