Oliver Capital Management, Llc
- Regulatory AUM
- $506M
- Discretionary
- $48.8M
- Clients
- 502
- Avg AUM / client
- $1.0M
- Accounts
- 1,786
- Employees
- 2
AUM over time
Annual snapshots from Form ADV filings · as of Mar 25, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 342 | $120M | 23.7% |
| High net worth individuals | 110 | $309M | 61.0% |
| Pension and profit sharing plans | 24 | $62.9M | 12.4% |
| Corporations and other businesses | 26 | $14.1M | 2.79% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Stb Retirement Savings Plan Seattle Tacoma Box Company | 2024 | |
| Carter Motors, Inc. 401(k) Plan Carter Motors, Inc. | 2024 |
People (1)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Mark Kenneth Oliver | President/Chief Compliance Officer | Jul 2003 (23y) | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (2)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Stb Retirement Savings Plan | Seattle Tacoma Box Company | 228 | $22.6M | 01/01/2024 |
| Carter Motors, Inc. 401(k) Plan | Carter Motors, Inc. | 327 | $13.1M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/25/2026 | 959 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
Custody
Reported custodians
- National Financial Services (Fidelity) $404M (80% of AUM) Mar 2026
- Charles Schwab & Co. $53.0M (10% of AUM) Mar 2026
- Fidelity 401(k) $48.5M (10% of AUM) Mar 2026
- Randall & Hurley $358K (0% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 25, 2026.
View current Form ADV (SEC/IAPD) ↗