AUMdb

Firethorn Capital, Llc

State-registered Wealth Manager · Boutique (under $100M) CRD 127698 · · WWW.FIRETHORNCAPITAL.COM
☆ Save with Pro ADV data as of Apr 15, 2026
Regulatory AUM
$57.4M
Discretionary
$57.4M
Clients
41
Avg AUM / client
$1.4M
Accounts
94
Employees
2

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 11 $5.1M 8.87%
High net worth individuals 29 $39.2M 68.3%
Pooled investment vehicles (non-investment companies) 1 $13.1M 22.8%

People (2)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Brant Joshua Root Registered representative CFP Apr 2006 (20y)
Timothy James Ozanne Registered representative Apr 2006 (20y)

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 04/15/2026 1.26 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Hourly charges
  • Fixed fees
  • Performance-based fees

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Portfolio management for pooled investment vehicles

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports having custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 15, 2026.

View current Form ADV (SEC/IAPD) ↗