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Wealth Manager · Small ($100M–$1B)
CRD 127748
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ADV data as of Feb 26, 2025
- Regulatory AUM
- $184M
- Discretionary
- $184M
- Clients
- 119
- Avg AUM / client
- $1.5M
- Accounts
- 448
- Employees
- 8
AUM over time
$61.3M
$184M
Mar 27, 2012
Feb 26, 2025
Reported AUM from Form ADV filings, plotted by filing date · as of Feb 26, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 51 | $27.5M | 14.9% |
| High net worth individuals | 68 | $156M | 84.5% |
| Pension and profit sharing plans | Fewer than 5 | $1.1M | 0.6% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $171M (93% of AUM) Feb 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 26, 2025.