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Wealth Manager · Small ($100M–$1B)
CRD 127787
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ADV data as of Aug 08, 2025
- Regulatory AUM
- $222M
- Discretionary
- $149M
- Clients
- 761
- Avg AUM / client
- $292K
- Accounts
- 924
- Employees
- 248
AUM over time
$19.9M
$222M
Mar 15, 2012
Aug 8, 2025
Reported AUM from Form ADV filings, plotted by filing date · as of Aug 08, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 720 | $158M | 71.2% |
| High net worth individuals | 33 | $59.2M | 26.6% |
| Charitable organizations | 2 | $182K | 0.08% |
| Corporations and other businesses | 6 | $4.7M | 2.1% |
Disciplinary disclosures
This firm answered "yes" to a disciplinary item on its latest filing. Detailed disclosure pages for this filing have not been imported yet — see the source filing below.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Pershing $168M (75% of AUM) Aug 2025
- SEI Private Trust $54.7M (25% of AUM) Aug 2025
- Sei Investmentmanagement Corporation $49.6M (27% of AUM) Jan 2023
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Aug 08, 2025.