Busey Capital Management, Inc.
- Regulatory AUM
- $494M
- Discretionary
- $494M
- Clients
- 384
- Avg AUM / client
- $1.3M
- Accounts
- 512
- Employees
- 22
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 12, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 373 | $131M | 26.5% |
| High net worth individuals | 11 | $16.0M | 3.23% |
| Charitable organizations | Fewer than 5 clients | $257M | 52.0% |
| Corporations and other businesses | Fewer than 5 clients | $90.4M | 18.3% |
People (8)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Robert James Ballsrud | Director | CFA | Mar 2010 (16y) | Less than 5% |
| Zachary Edward Hillard | Treasurer | CFA | Jan 2011 (16y) | Less than 5% |
| Aaron M. Sutton | Director | CFA | Jan 2013 (14y) | Less than 5% |
| Chaput, Nicole, Marie | Chief Compliance Officer | Jun 2018 (8y) | Less than 5% | |
| Grant Kent Mckay | Director | CFA | Dec 2018 (8y) | Less than 5% |
| Moore, Mercia, Sain | Secretary | Mar 2019 (7y) | Less than 5% | |
| Pfleger, Kevin, David | Director | Dec 2020 (6y) | Less than 5% | |
| Burgess, Jeffrey, Daniel | President And Ceo | Mar 2024 (2y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Busey Bank | Owner | Nov 2018 | A | 75% or more |
| First Busey Corporation | Owner | Mar 1980 | B | ≈ 56.25% – 100% via Busey Bank |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- First Busey Corporation: 75% – 100% of Busey Bank × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/12/2026 | 1.01 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Northern Trust $347M (70% of AUM) Mar 2026
- Raymond James $147M (30% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 12, 2026.
View current Form ADV (SEC/IAPD) ↗