Gfg Capital, Llc
- Regulatory AUM
- $1.0B
- Discretionary
- $905M
- Clients
- 291
- Avg AUM / client
- $3.5M
- Accounts
- 707
- Employees
- 16
AUM over time
Annual snapshots from Form ADV filings · as of Mar 25, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 4 | $2.2M | 0.22% |
| High net worth individuals | 207 | $360M | 35.4% |
| Pension and profit sharing plans | 2 | $3.2M | 0.31% |
| Corporations and other businesses | 78 | $650M | 64.0% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Sheppard, Mullin, Richter & Hampton Llp Retirement And Savings Plan Sheppard, Mullin, Richter & Hampton Llp | 2024 |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Eduardo Nmn Gruener | Manager Of Gfg Capital, Llc, Managing Member Of Gfg Holdings, Llc | May 2004 (22y) | ≈ 18.75% – 50% via Gfg Holdings, Llc | |
| Gruener, Mauricio | Manager Of Gfg Capital, Llc, Managing Member Of Gfg Holdings, Llc | May 2004 (22y) | ≈ 18.75% – 50% via Gfg Holdings, Llc | |
| Granata, Veronica | Chief Compliance Officer | Jan 2016 (11y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Gfg Holdings, Llc | Managing Member | May 2004 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Eduardo Nmn Gruener: 25% – 50% of Gfg Holdings, Llc × 75% – 100% direct ≈ 18.75% – 50% of the firm
- Gruener, Mauricio: 25% – 50% of Gfg Holdings, Llc × 75% – 100% direct ≈ 18.75% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Sheppard, Mullin, Richter & Hampton Llp Retirement And Savings Plan | Sheppard, Mullin, Richter & Hampton Llp | 1,816 | $912M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/25/2026 | 1.14 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Performance-based fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
Custody
Reported custodians
- Pershing $367M (36% of AUM) Mar 2026
- Charles Schwab & Co. $261M (26% of AUM) Mar 2026
- Fidelity Brokerage Services $257M (32% of AUM) Mar 2018
- UBS $163M (16% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 25, 2026.
View current Form ADV (SEC/IAPD) ↗