Capstone Wealth Management Group, Llc
- Regulatory AUM
- $266M
- Discretionary
- $218M
- Clients
- 295
- Avg AUM / client
- $902K
- Accounts
- 717
- Employees
- 6
AUM over time
Annual snapshots from Form ADV filings · as of Jul 29, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 212 | $58.5M | 22.0% |
| High net worth individuals | 83 | $208M | 78.0% |
People (7)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Kevin John Serrapede | Chief Compliance Officer | CFP | Oct 2006 (20y) | Less than 5% |
| James Michael Conrads | Managing Member/Principal | CFP | Mar 2009 (17y) | 75% or more |
| Joseph John Serrapede | Registered representative | Nov 2023 (3y) | ||
| Ronald Raymond Stoner | Registered representative | CFP | Dec 2024 (2y) | |
| Loren Thomas Gard | Registered representative | CFP | Dec 2024 (2y) | |
| Devon A. Gaines | Registered representative | Dec 2024 (2y) | ||
| Tiffany Michelle Setzke Forste | Registered representative | Aug 2025 (1y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/11/2026 | 1020 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Pershing $264M (99% of AUM) Jul 2026
- Asset Mark $1.1M (1% of AUM) Dec 2024
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 29, 2026.
View current Form ADV (SEC/IAPD) ↗