AUMdb

Ltg Capital Llc

SEC-registered Wealth Manager · Small ($100M–$1B) CRD 128216 · SEC file 801-123540 · Framingham, MA · WWW.LTGCAPITAL.COM
☆ Save with Pro ADV data as of Mar 05, 2026
Regulatory AUM
$142M
Discretionary
$142M
Clients
92
Avg AUM / client
$1.5M
Accounts
353
Employees
5

AUM over time

$43.6M $142M
Mar 28, 2012 Mar 5, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Mar 05, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 61 $20.7M 14.6%
High net worth individuals 30 $121M 85.3%
Charitable organizations 1 $159K 0.11%

People (4)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Ariel Felipe Acuna Manager And Owner Aug 2003 (23y) 75% or more
Cox, Kathleen, Muriel Chief Compliance Officer Sep 2008 (18y) Less than 5%
Kevin Michael Pizzotti Registered representative May 2009 (17y)
Matthew Thomas Najemy Registered representative Jul 2025 (1y)

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/05/2026 1.03 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

Regulatory · Item 11.D(2) as of Mar 01, 2024

Allegations: FAILURE TO FILE ANNUALLY. LTG MISUNDERSTOOD AND THOUGHT IT HAD FILED WITH THE STATE OF MASSACHUSETTS. Status: Final Sanction Detail: $950.00 PAID 07/19/12 Summary: LTG CAPITAL, LLC CONTACTED THE STATE OF MASSACHUSETTS AUTHORITY REGARDING SWITCHING FROM SEC TO STATE REGISTRATION. STATE OF MASSACHUSETTS AND LTG DISCOVERED LTG WAS NEGLIGENT IN ANNUAL FILING.

Disclosure text reproduced verbatim from the firm's own Form ADV filings.

How they charge

  • Percentage of assets under management

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports having custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 05, 2026.

View current Form ADV (SEC/IAPD) ↗