Van Berkom And Associates Inc.
SEC-registered
Investment Adviser · Mid-sized ($1B–$10B)
CRD 128221
· SEC file 801-62340
· Montreal, Quebec
· WWW.vanberkomglobal.COM
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ADV data as of May 25, 2026
- Regulatory AUM
- $3.8B
- Discretionary
- $3.8B
- Clients
- 37
- Avg AUM / client
- $103M
- Accounts
- 45
- Employees
- 33
AUM over time
$1.6B
$5.3B
Jan 2012
May 2026
Annual snapshots from Form ADV filings · as of May 25, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | Fewer than 5 clients | $15.4M | 0.4% |
| Pooled investment vehicles (non-investment companies) | 5 | $43.4M | 1.14% |
| Pension and profit sharing plans | 14 | $714M | 18.8% |
| Charitable organizations | 9 | $390M | 10.3% |
| State or municipal government entities | 9 | $2.3B | 61.1% |
| Insurance companies | Fewer than 5 clients | $176M | 4.64% |
| Other | Fewer than 5 clients | $140M | 3.67% |
Nonprofit clients
Charities that reported this firm as a top-paid contractor (investment services) on Form 990.
| Charity | Location | Period |
|---|---|---|
| Jewish Community Foundation Of Greater Metrowest Nj EIN 221714130 | Whippany, NJ | 06/30/2024 |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Retirement Plan For Employees Of Texas Scottish Rite Hospital For Children Texas Scottish Rite Hospital For Children | 2024 | |
| The Albany Medical Center Retirement Plan Albany Med Health System | 2024 | |
| Ecolab Pension Plan Ecolab Inc. | 2024 |
People (15)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Van Berkom, Ghislaine | Secretary | Jul 1991 (35y) | Less than 5% | |
| Ali, Muhammad Ammar | Partner & Senior Analyst, U.S. Small Cap Equities | Mar 2011 (15y) | Less than 5% | |
| Ling, Zhuo | Partner, Senior Portfolio Manager, Global Equities | Mar 2017 (9y) | 5% – 10% | |
| Cicci, Julien | Partner, Senior Analyst, U.S. Small Cap Equities | Mar 2019 (7y) | Less than 5% | |
| Innes, Alexandre | Partner, Senior Analyst, U.S. Small Cap Equities | Mar 2019 (7y) | Less than 5% | |
| Gibbons, Owen | President | Jul 2020 (6y) | ≈ 7.5% – 25% via Four Lakes Investments Inc. | |
| Bouchard Phillips, Gabriel | Partner & Senior Portfolio Manager, Canadian Small Cap Equities | Jan 2021 (6y) | Less than 5% | |
| Sirois, Mathieu | Partner, President, Senior Portfolio Manager, U.S. Small Cap Equities | Jan 2021 (6y) | Less than 5% | |
| Van Berkom, Joannes, Sebastian | Founder & Partner, Chairman And Chief Executive Officer, Ultimate Designated Person | Jan 2021 (6y) | Less than 5% | |
| Gasser, Melissa | Partner, Senior Analyst, Global Equities | May 2022 (4y) | Less than 5% | |
| Haddad, Karim | Partner, Senior Analyst, Global Equities | May 2022 (4y) | Less than 5% | |
| Lambrinos, Philip | Head Trader And Manager, Trading Department | May 2022 (4y) | Less than 5% | |
| Lamontagne, Patrick | Partner, Chief Operating Officer | May 2022 (4y) | Less than 5% | |
| Robillard, Maxime | Partner, Senior Analyst, Canadian Small Cap Equities | May 2022 (4y) | Less than 5% | |
| Watier, Francois | Partner, Senior Analyst, Canadian Small Cap Equities | May 2022 (4y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Jsvb Investments Inc. | Holding Company, Wholly Owned By J Sebastian Van Berkom | Jul 1991 | A | 10% – 25% |
| 9245 3588 Quebec Inc. | Holding Company, Wholly Owned By Mathieu Sirois | Jun 2011 | A | 10% – 25% |
| Four Lakes Investments Inc. | Holding Company, Wholly Owned By Owen Gibbons | Jul 2020 | A | 10% – 25% |
| Snowy Owl Capital Inc. | Holding Company, Wholly Owned By Gabriel Bouchard Phillips | Jan 2022 | A | 10% – 25% |
| Van Berkom J Sebastian | President And Chief Executive Officer | Jul 1991 | B | ≈ 7.5% – 25% via Jsvb Investments Inc. |
| Sirois Mathieu | President And Chief Executive Officer | Jun 2011 | B | ≈ 7.5% – 25% via 9245 3588 Quebec Inc. |
| Bouchard Phillips, Gabriel | President | Dec 2021 | B | ≈ 7.5% – 25% via Snowy Owl Capital Inc. |
Undisclosed: 0% – 55% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Gibbons, Owen: 75% – 100% of Four Lakes Investments Inc. × 10% – 25% direct ≈ 7.5% – 25% of the firm
- Van Berkom J Sebastian: 75% – 100% of Jsvb Investments Inc. × 10% – 25% direct ≈ 7.5% – 25% of the firm
- Sirois Mathieu: 75% – 100% of 9245 3588 Quebec Inc. × 10% – 25% direct ≈ 7.5% – 25% of the firm
- Bouchard Phillips, Gabriel: 75% – 100% of Snowy Owl Capital Inc. × 10% – 25% direct ≈ 7.5% – 25% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (3)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Retirement Plan For Employees Of Texas Scottish Rite Hospital For Children | Texas Scottish Rite Hospital For Children | 138 | $222M | 07/01/2024 |
| The Albany Medical Center Retirement Plan | Albany Med Health System | 7,970 | $290M | 01/01/2024 |
| Ecolab Pension Plan | Ecolab Inc. | 17,433 | $1.7B | 01/01/2024 |
From Form 5500 service-provider disclosures.
Foundations & charities (1)
| Organization | Type | Assets | As of |
|---|---|---|---|
| Jewish Community Foundation Of Greater Metrowest Nj | Public charity | $471M | 06/30/2024 |
From IRS Form 990 investment-management-fee disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/25/2026 | 1.02 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 25, 2026.
View current Form ADV (SEC/IAPD) ↗