N
N
Wealth Manager · Small ($100M–$1B)
CRD 128473
·
☆ Save with Pro
ADV data as of Sep 11, 2025
- Regulatory AUM
- $526M
- Discretionary
- $522M
- Clients
- 129
- Avg AUM / client
- $4.1M
- Accounts
- 336
- Employees
- 8
AUM over time
$224M
$526M
Feb 8, 2012
Sep 11, 2025
Reported AUM from Form ADV filings, plotted by filing date · as of Sep 11, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 40 | $9.5M | 1.8% |
| High net worth individuals | 85 | $462M | 87.9% |
| Charitable organizations | 3 | $47.0M | 8.94% |
| Corporations and other businesses | 1 | $7.4M | 1.41% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Charles Schwab & Co. $521M (99% of AUM) Sep 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Sep 11, 2025.