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Wealth Manager · Small ($100M–$1B)
CRD 128474
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ADV data as of Mar 17, 2025
- Regulatory AUM
- $633M
- Discretionary
- $463M
- Clients
- 477
- Avg AUM / client
- $1.3M
- Accounts
- 1,743
- Employees
- 5
AUM over time
$105M
$633M
Mar 27, 2013
Mar 17, 2025
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 17, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 275 | $75.2M | 11.9% |
| High net worth individuals | 96 | $318M | 50.3% |
| Pension and profit sharing plans | 84 | $224M | 35.4% |
| Charitable organizations | 3 | $6.9M | 1.08% |
| Corporations and other businesses | 19 | $8.3M | 1.32% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Other fees
- • REFERRAL FEE, CONSULTING FEE
Services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $423M (67% of AUM) Mar 2025
- Mid Atlantic Trust Company $131M (21% of AUM) Mar 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 17, 2025.