Cary Street Partners Investment Advisory Llc
SEC-registered
Wealth Manager · Large ($10B–$100B)
CRD 128545
· SEC file 801-64239
· Richmond, VA
· www.linkedin.com
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ADV data as of Mar 30, 2026
- Regulatory AUM
- $10.3B
- Discretionary
- $6.9B
- Clients
- 6,988
- Avg AUM / client
- $1.5M
- Accounts
- 16,731
- Employees
- 182
AUM over time
$738M
$10.3B
Dec 2011
Dec 2025
Annual snapshots from Form ADV filings · as of Mar 30, 2026
Asset allocation (SMA assets by investment type)
as of Mar 30, 2026
Registered investment companies (funds/ETFs)
$5.6B
55%
Exchange-traded equities
$2.9B
28%
Cash & equivalents
$615M
6%
State & local bonds
$410M
4%
US government & agency bonds
$308M
3%
Investment-grade corporate bonds
$205M
2%
Pooled investment vehicles
$103M
1%
Other
$103M
1%
Share of SMA assets by investment vehicle type, as filed in Form ADV Item 5.K. Dollar figures are percentages applied to total regulatory AUM.
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 4,466 | $1.5B | 14.3% |
| High net worth individuals | 2,175 | $7.4B | 72.6% |
| Pension and profit sharing plans | 190 | $802M | 7.82% |
| Charitable organizations | 53 | $156M | 1.52% |
| State or municipal government entities | 1 | $787K | 0.01% |
| Insurance companies | 3 | $148M | 1.44% |
| Corporations and other businesses | 100 | $238M | 2.32% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
People (123)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Douglas Guy Stewart | Board Manager, Chairman | Jun 2007 (19y) | GP / trustee / elected manager of Cary Street Partners Financial Llc ("Cspf") (indirect) | |
| Walter Donald Bayne | Board Manager; President, Managing Director | Jun 2007 (19y) | Less than 5% | |
| Thomas Hogshead Tullidge | Secretary/Treasurer, Board Manager, Managing Director; Chief Strategy Officer, Legal And Finance (Cspf) | Apr 2008 (18y) | Less than 5% | |
| Kevin Lee Mitchell | Chief Financial Officer, Director | Nov 2010 (16y) | Less than 5% | |
| Schmuckler, Joseph, Redmond | Board Manager | Jul 2015 (11y) | Less than 5% | |
| Chen, Hsueh Liang "Leon" | Board Manager; Chief Technology Officer (Cspf) | Oct 2016 (10y) | Less than 5% | |
| Slonecker, Derron, Scott | Board Manager | Aug 2019 (7y) | GP / trustee / elected manager of Cary Street Partners Financial Llc ("Cspf") (indirect) | |
| Wesley Hamilton Gallup | Board Manager; Chief Operating Officer (Cspf) | CFP | Nov 2019 (7y) | Less than 5% |
| Hazel, Richard, Marshall | Board Manager | Dec 2021 (5y) | GP / trustee / elected manager of Cary Street Partners Financial Llc ("Cspf") (indirect) | |
| Tedesco, Maria, Pia | Board Manager | Jun 2022 (4y) | GP / trustee / elected manager of Cary Street Partners Financial Llc ("Cspf") (indirect) | |
| Katherine Townshend Stockton | Board Manager | May 2023 (3y) | GP / trustee / elected manager of Cary Street Partners Financial Llc ("Cspf") (indirect) | |
| Matthew Lawrence Rubin | Chief Investment Officer (Cspf) | Jan 2024 (3y) | Less than 5% | |
| Oliver, Nancy, Riggleman | Chief Compliance Officer, Director | Sep 2024 (2y) | Less than 5% | |
| Andre Gilberto Pineda | Registered representative | Jun 2007 (19y) | ||
| Astrid Rosemarie Blazek | Registered representative | Jun 2007 (19y) | ||
| Theodore James Brown | Registered representative | Jun 2007 (19y) | ||
| Daniel Whiting Clendenin | Registered representative | Oct 2007 (19y) | ||
| Cheri Ann Litzenburg | Registered representative | Sep 2008 (18y) | ||
| Michael Finn Mccool | Registered representative | Jul 2009 (17y) | ||
| Robert Christopher Walters | Registered representative | CFP | Jul 2009 (17y) | |
| Sheila L Penley | Registered representative | Jul 2009 (17y) | ||
| Anita Rebecca Lewis | Registered representative | Nov 2010 (16y) | ||
| Maureen Anne Maciver | Registered representative | Jun 2011 (15y) | ||
| Aaron James Summers | Registered representative | Jan 2013 (14y) | ||
| Gina Lester Rowe | Registered representative | Jun 2013 (13y) | ||
| Thomas Duane Faught | Registered representative | Chartered Financial Consultant | Nov 2013 (13y) | |
| Torry Christian Scott | Registered representative | Nov 2013 (13y) | ||
| Azam Hassib Jaber | Registered representative | Nov 2013 (13y) | ||
| Javier Omar Larrea | Registered representative | Nov 2013 (13y) | ||
| Shawn Forrest Morgan | Registered representative | Nov 2013 (13y) | ||
| Maria Patton | Registered representative | Dec 2013 (13y) | ||
| Paul Kevin Gautier | Registered representative | Dec 2013 (13y) | ||
| Seth Michael Whitney | Registered representative | Dec 2013 (13y) | ||
| Theodore Ray Burkhart | Registered representative | Dec 2013 (13y) | ||
| William George Newbould | Registered representative | CFP | Dec 2013 (13y) | |
| Raymond Albert Deragon | Registered representative | CFP | Dec 2013 (13y) | |
| Rutherford Calvin Bryson | Registered representative | CFP | Feb 2014 (12y) | |
| Melvin M Mccullough | Registered representative | Jul 2014 (12y) | ||
| William Aquilla Allen Ii | Registered representative | May 2015 (11y) | ||
| Margaret Celeste Snead | Registered representative | Aug 2015 (11y) | ||
| William Lee Murray | Registered representative | Jan 2016 (11y) | ||
| Christina Elizabeth Todd | Registered representative | CFP | Aug 2017 (9y) | |
| Christopher Bryan Lawson | Registered representative | CFP | Apr 2018 (8y) | |
| Raymond James Reibel | Registered representative | Apr 2018 (8y) | ||
| Russell Rea Keller | Registered representative | Nov 2018 (8y) | ||
| Brittany Anne Doughty | Registered representative | Jan 2019 (8y) | ||
| Janie Alysse Faught | Registered representative | Jan 2019 (8y) | ||
| Jonathan Craig Scimeca | Registered representative | CFP | Nov 2019 (7y) | |
| Deborah Adams Ward | Registered representative | Jan 2020 (7y) | ||
| William Lawrence Richmond | Registered representative | Mar 2020 (6y) | ||
| Susanna Adams Dellinger | Registered representative | Jul 2020 (6y) | ||
| Michael Claude Provine | Registered representative | Jul 2020 (6y) | ||
| Michael Anthony Ciccone | Registered representative | CFP | Jul 2020 (6y) | |
| Alan Joel Reef | Registered representative | Sep 2020 (6y) | ||
| Michael Joseph Doyle | Registered representative | Feb 2021 (5y) | ||
| Russell Todd Jones | Registered representative | Jun 2021 (5y) | ||
| Paula De Mars Megan | Registered representative | CFP | Jul 2021 (5y) | |
| Leslie Dinga Morse | Registered representative | Aug 2021 (5y) | ||
| David Joseph Cottam | Registered representative | Mar 2022 (4y) | ||
| Noah Alexander Snead | Registered representative | CFP | Apr 2022 (4y) | |
| Jeffrey Blatter | Registered representative | CFP | Jul 2022 (4y) | |
| Jessica Dawn Heneberry | Registered representative | CFP | Jul 2022 (4y) | |
| Ian A Holder | Registered representative | CFP | Jul 2022 (4y) | |
| Michael John Ginty | Registered representative | CFP | Jul 2022 (4y) | |
| Charles Whitney Brown | Registered representative | CFP CFA | Jul 2022 (4y) | |
| John Smith Mc Coy | Registered representative | CFP | Jul 2022 (4y) | |
| Benjamin Joseph Peress | Registered representative | Aug 2022 (4y) | ||
| James Everett Hall | Registered representative | Aug 2022 (4y) | ||
| Robert Preston Martin | Registered representative | Aug 2022 (4y) | ||
| William Stebbins Hubard | Registered representative | Aug 2022 (4y) | ||
| Buffy Mangus | Registered representative | Sep 2022 (4y) | ||
| Mauree Barrett | Registered representative | CFA | Sep 2022 (4y) | |
| Barbour Scott Bussells | Registered representative | Sep 2022 (4y) | ||
| James Michael Childress | Registered representative | CFA | Jan 2023 (4y) | |
| Jill Fletcher | Registered representative | CFP | Jan 2023 (4y) | |
| Savannah L Green | Registered representative | Feb 2023 (3y) | ||
| Eric Justin Morris | Registered representative | CFP | Apr 2023 (3y) | |
| Kimberly Smith | Registered representative | Apr 2023 (3y) | ||
| Andrew Massey | Registered representative | May 2023 (3y) | ||
| Todd Engmann | Registered representative | Jul 2023 (3y) | ||
| James Morton | Registered representative | CFP | Aug 2023 (3y) | |
| Lance Matthew Bryan | Registered representative | Oct 2023 (3y) | ||
| Geoffrey Hayward Cogger | Registered representative | CFP Chartered Financial Consultant | Nov 2023 (3y) | |
| Jacob Downing | Registered representative | CFP CFA | Mar 2024 (2y) | |
| Kyle Kramer Hogue | Registered representative | May 2024 (2y) | ||
| Jason Michael Walters | Registered representative | Jun 2024 (2y) | ||
| Steven Redic Cere | Registered representative | Jun 2024 (2y) | ||
| Christopher Nardi | Registered representative | Jun 2024 (2y) | ||
| Margaret Hubert | Registered representative | Jul 2024 (2y) | ||
| Christina Kimberly Filosi | Registered representative | Sep 2024 (2y) | ||
| Benjamin Matthew Coppock | Registered representative | Sep 2024 (2y) | ||
| Tyler Vitale | Registered representative | Dec 2024 (2y) | ||
| Richard S. Spinner | Registered representative | CFP Chartered Financial Consultant | Dec 2024 (2y) | |
| Nicolette Sophia Stallone | Registered representative | Dec 2024 (2y) | ||
| Stephanie Sears | Registered representative | Mar 2025 (1y) | ||
| John Hart Keene | Registered representative | CFA | Apr 2025 (1y) | |
| Matthew Dorchak | Registered representative | Apr 2025 (1y) | ||
| Daniel Jay Wolff | Registered representative | CFA | May 2025 (1y) | |
| Karilyn Port Meeker | Registered representative | May 2025 (1y) | ||
| Kevin Lynch | Registered representative | May 2025 (1y) | ||
| Steven Perry Adwar | Registered representative | Jun 2025 (1y) | ||
| Rachel Marie Owen | Registered representative | Jun 2025 (1y) | ||
| John Richard Farrell | Registered representative | CFA | Jun 2025 (1y) | |
| Shannon Morton | Registered representative | CFP | Jul 2025 (1y) | |
| Sean Kayes | Registered representative | CFP | Jul 2025 (1y) | |
| Jeffrey Lampasso | Registered representative | Aug 2025 (1y) | ||
| Ethan Bailey Cook | Registered representative | CFP | Sep 2025 (1y) | |
| Caitlin B De Groat | Registered representative | CFP | Sep 2025 (1y) | |
| Hugh Hagan Brown | Registered representative | Sep 2025 (1y) | ||
| Amy D Macisaac | Registered representative | Oct 2025 (1y) | ||
| Mike Scott Saul | Registered representative | Oct 2025 (1y) | ||
| Caitlyn Maurea Mc Coy | Registered representative | Oct 2025 (1y) | ||
| Kyle Saul | Registered representative | Oct 2025 (1y) | ||
| Jason Michael Ardito | Registered representative | Nov 2025 (1y) | ||
| Adam F Simpson | Registered representative | Nov 2025 (1y) | ||
| Cassie Li An Mitchell | Registered representative | Feb 2026 (0y) | ||
| Christian Dietrich Searcy | Registered representative | CFP | Mar 2026 (0y) | |
| Melanie Martinez Mc Donald | Registered representative | CFP | Mar 2026 (0y) | |
| Elizabeth Thomas | Registered representative | Mar 2026 (0y) | ||
| Vincent Cuomo | Registered representative | Mar 2026 (0y) | ||
| Lewis Michael Kayes | Registered representative | CFA | May 2026 (0y) | |
| Anthony James De Trane | Registered representative | Jun 2026 (0y) | ||
| Matthew Clayton Daniel | Registered representative | CFP | Jul 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Cary Street Partners Financial Llc ("Cspf") | Member | Jan 2004 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (11)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Capital Square 401(k) Plan | Capital Square Realty Advisors, Llc Dba Capital Square | 342 | $8.4M | 01/01/2024 |
| Acoustical Sheetmetal Co. 401(k) Plan | Asi Acquisition Llc D/B/A Acoustical Sheetmetal Co. | 324 | $7.0M | 01/01/2024 |
| Bhs Corrugated North America, Inc. 401 (K) Savings Plan | Bhs Corrugated North America, Inc. | 340 | $35.7M | 01/01/2024 |
| Integrated Solutions For Systems Retirement Plan | Integrated Solutions For Systems, Inc. | 340 | $32.2M | 01/01/2024 |
| Emeritus Institute Of Management, Inc. Retirement Plan | Emeritus Institute Of Management, Inc. | 138 | $11.7M | 01/01/2024 |
| American Operations Corp. 401(k) Savings Plan | American Operations Corporation | 131 | $9.3M | 01/01/2024 |
| American Plant Food Co., Inc. 401(k) Profit Sharing Plan | American Plant Food Company, Inc. | 95 | $9.0M | 01/01/2024 |
| Wall Residences, Inc.401(k) Profit Sharing Plan And Trust | Wall Residences, Inc. | 376 | $3.4M | 01/01/2024 |
| Schwabplan Retirement Savings And Investment Plan | The Charles Schwab Corporation | 32,145 | $8.9B | 01/01/2024 |
| Apyx Medical 401(k) Plan | Apyx Medical Corporation | 98 | $13.0M | 01/01/2024 |
| Joint Research And Development, Llc Employees' Retirement Plan | Joint Research And Development, Llc | 191 | $22.7M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/30/2026 | 1.66 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Performance-based fees
- • Other fees
- • REVENUE SHARING WITH CERTAIN THIRD PARTIES
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
- • Educational seminars/workshops
Custody
Reported custodians
- Charles Schwab & Co. $4.8B (47% of AUM) Mar 2026
- Wells Fargo $3.8B (38% of AUM) Mar 2026
- U.S. Bancorp Investments, Inc. $48.8M (3% of AUM) Mar 2018
- Raymond James $38.6M (2% of AUM) Mar 2019
- Fidelity Brokerage Services $13.3M (1% of AUM) Mar 2019
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.
View current Form ADV (SEC/IAPD) ↗