Higginbotham Retirement Advisors, Inc.
- Regulatory AUM
- —
- Discretionary
- —
- Clients
- 58
- Avg AUM / client
- —
- Accounts
- —
- Employees
- 3
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pension and profit sharing plans | 58 | $0 | — |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Gayla Berry Gaudette | President And Chief Compliance Officer | Nov 2004 (22y) | Less than 5% | |
| Haas, Anthony, James | Vice President | Sep 2008 (18y) | Less than 5% | |
| Krause, James, Anthony | Senior Vice President | Sep 2008 (18y) | Less than 5% | |
| Reid, James, Russell | Chairman | Sep 2008 (18y) | Less than 5% | |
| Carmichael, Ross | Secretary/Treasurer | Nov 2020 (6y) | Less than 5% | |
| Jarrod Blace Mendell | Registered representative | Jun 2018 (8y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Higginbotham Insurance Agency, Inc. | 100% Shareholder Of Mbg Retirement, Inc. | Sep 2008 | A | 75% or more |
| Hig Holdings, Inc. | 100% Shareholder Of Higginbotham Insurance Agency, Inc. | Aug 2007 | B | ≈ 56.25% – 100% via Higginbotham Insurance Agency, Inc. |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Hig Holdings, Inc.: 75% – 100% of Higginbotham Insurance Agency, Inc. × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/24/2026 | 1000 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Pension consulting services
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Aug 26, 2026.
View current Form ADV (SEC/IAPD) ↗