Perennial Advisors Group, Llc
- Regulatory AUM
- $397M
- Discretionary
- $397M
- Clients
- 191
- Avg AUM / client
- $2.1M
- Accounts
- 662
- Employees
- 4
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jul 29, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 86 | $39.3M | 9.9% |
| High net worth individuals | 105 | $357M | 89.8% |
| Charitable organizations | Fewer than 5 | $1.1M | 0.27% |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| David Allan Carpenter | Managing Member/Owner/Principal | Jan 1998 (29y) | ≈ 37.5% – 75% via Memento Trust | |
| Kelsey Lynn Brennan | Chief Compliance Officer/Principal/Financial Advisor | CFP | Jul 2017 (9y) | 10% – 25% |
| Tyler Bruce Dostie | Financial Advisor/Shareholder | CFP | Sep 2022 (4y) | 10% – 25% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Memento Trust | Shareholder | Apr 2024 | A | 50% – 75% |
Undisclosed: 0% – 30% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- David Allan Carpenter: 75% – 100% of Memento Trust × 50% – 75% direct ≈ 37.5% – 75% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/11/2026 | 905 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Charles Schwab & Co. $397M (100% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 29, 2026.
View current Form ADV (SEC/IAPD) ↗