Breakwater Investment Group, Llc
State-registered
Endowment & Foundation Advisor · Small ($100M–$1B)
CRD 128747
· Newport Beach, CA
· www.linkedin.com
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ADV data as of Mar 30, 2026
- Regulatory AUM
- $107M
- Discretionary
- $92.4M
- Clients
- 13
- Avg AUM / client
- $8.2M
- Accounts
- 60
- Employees
- 2
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 8 | $806K | 0.75% |
| High net worth individuals | Fewer than 5 clients | $9.8M | 9.19% |
| Charitable organizations | Fewer than 5 clients | $47.6M | 44.5% |
| Other | 5 | $48.8M | 45.6% |
People (2)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| David Jerome Walkush | Registered representative | CFA | Mar 2025 (1y) | |
| Leilani Wilson Walkush | Registered representative | Mar 2025 (1y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/30/2026 | 1.06 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Educational seminars/workshops
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $62.5M (58% of AUM) Mar 2026
- Nevada Trust Company $32.3M (30% of AUM) Mar 2026
- Interactive Brokers $4.4M (4% of AUM) Mar 2026
- Manulife John Hancock Brokerage Services Llc $4.1M (4% of AUM) Mar 2026
- Broadridge Matrix $3.7M (3% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.
View current Form ADV (SEC/IAPD) ↗