Stonehearth Capital Management Llc
- Regulatory AUM
- $425M
- Discretionary
- $425M
- Clients
- 490
- Avg AUM / client
- $868K
- Accounts
- 1,338
- Employees
- 8
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 07, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 359 | $163M | 38.2% |
| High net worth individuals | 131 | $263M | 61.8% |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Jamie Allen Upson | Managing Member, Chief Compliance Officer, President & Ceo | CFP | Jan 2005 (22y) | 75% or more |
| Christopher John Gauthier | Chief Investment Officer | CFA | May 2012 (14y) | Less than 5% |
| David Walter Juliano | Registered representative | Chartered Financial Consultant | Jan 2016 (11y) | |
| Joseph Gauvin | Registered representative | CFP | Jun 2022 (4y) | |
| Benjamin House | Registered representative | Apr 2025 (1y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/07/2026 | 902 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $425M (100% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 07, 2026.
View current Form ADV (SEC/IAPD) ↗