Oakmont Capital Management, Llc
- Regulatory AUM
- $3.1B
- Discretionary
- $532M
- Clients
- 324
- Avg AUM / client
- $9.5M
- Accounts
- 994
- Employees
- 19
AUM over time
Annual snapshots from Form ADV filings · as of Mar 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 169 | $45.8M | 1.48% |
| High net worth individuals | 117 | $453M | 14.7% |
| Pension and profit sharing plans | 5 | $763M | 24.7% |
| Charitable organizations | 8 | $1.1B | 34.3% |
| State or municipal government entities | 22 | $47.8M | 1.55% |
| Corporations and other businesses | 3 | $718M | 23.3% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Aspen Therapy 401(k) Plan Aspen Therapy, Llc | 2024 | |
| Arbor Rehabilitation 401(k) Retirement Plan Arbor Rehabilitation And Healthcare Services, Inc. | 2024 |
People (11)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Lawrence Jon Koteski | Managing Member | CFA | Jun 2002 (24y) | 75% or more |
| Defife, Marc, Christopher | Member/Passive | Mar 2006 (20y) | 10% – 25% | |
| Gina Marie Kovatch | Chief Compliance Officer | Dec 2016 (10y) | Less than 5% | |
| Thomas Scott Thompson | Registered representative | May 2009 (17y) | ||
| Michael George Ladakos | Registered representative | Apr 2010 (16y) | ||
| Kyle Richard Rioboli | Registered representative | CFA | May 2021 (5y) | |
| Michael Thomas Komaniak | Registered representative | Aug 2023 (3y) | ||
| Darrin Keith Duda | Registered representative | CFA | Oct 2025 (1y) | |
| Jerry Edward Katz | Registered representative | CFA | Oct 2025 (1y) | |
| Patrick William Fisher | Registered representative | CFA | Oct 2025 (1y) | |
| Nathan Davis Graham | Registered representative | Mar 2026 (0y) |
Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (2)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Aspen Therapy 401(k) Plan | Aspen Therapy, Llc | 0 | $0 | 01/01/2024 |
| Arbor Rehabilitation 401(k) Retirement Plan | Arbor Rehabilitation And Healthcare Services, Inc. | 117 | $3.4M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/30/2026 | 1020 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Pnc Wealth Management $1.2B (37% of AUM) Mar 2026
- U.S. Bank $432M (14% of AUM) Mar 2026
- Charles Schwab & Co. $387M (13% of AUM) Mar 2026
- Huntington National Bank $366M (12% of AUM) Mar 2026
- Fidelity Brokerage Services $132M (4% of AUM) Nov 2025
- National Financial Services (Fidelity) $73.2M (21% of AUM) Oct 2019
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.
View current Form ADV (SEC/IAPD) ↗