Aljen Asset Management Llc
- Regulatory AUM
- $230M
- Discretionary
- $136M
- Clients
- 456
- Avg AUM / client
- $505K
- Accounts
- 1,059
- Employees
- 5
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Apr 02, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 304 | $52.5M | 22.8% |
| High net worth individuals | 93 | $111M | 48.3% |
| Pension and profit sharing plans | 50 | $64.0M | 27.8% |
| Corporations and other businesses | 7 | $789K | 0.34% |
| Other | 2 | $1.7M | 0.75% |
People (2)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Elliott Stephen Collins | President/Director/Shareholder/Chief Compliance Officer | CFP | Oct 2003 (23y) | 75% or more |
| Alana Michele Collins | Registered representative | CFP | Feb 2026 (0y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/02/2026 | 942 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Other services
Custody
Reported custodians
- National Financial Services (Fidelity) $230M (100% of AUM) Apr 2026
- Fidelity Brokerage Services $79.7M (105% of AUM) Nov 2019
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 02, 2026.
View current Form ADV (SEC/IAPD) ↗