Northstar Asset Management Llc
- Regulatory AUM
- $348M
- Discretionary
- $348M
- Clients
- 495
- Avg AUM / client
- $703K
- Accounts
- 1,072
- Employees
- 10
AUM over time
Annual snapshots from Form ADV filings · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 342 | $102M | 29.4% |
| High net worth individuals | 95 | $243M | 69.9% |
| Pension and profit sharing plans | 57 | $2.0M | 0.57% |
| Charitable organizations | 1 | $505K | 0.15% |
People (10)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Andrew Peters | Member | Jan 2021 (6y) | Less than 5% | |
| Christopher Matthew Griest | Member | Jan 2021 (6y) | GP / trustee / elected manager of Cascd Group, Llc (indirect) | |
| Christopher Tyler Diederich | Member | Jan 2021 (6y) | GP / trustee / elected manager of Cascd Group, Llc (indirect) | |
| Leszczynski, David | Member | Jan 2021 (6y) | GP / trustee / elected manager of Cascd Group, Llc (indirect) | |
| O'brien, Susan, Lee | Member | Jan 2021 (6y) | GP / trustee / elected manager of Cascd Group, Llc (indirect) | |
| Corey Reed Mac Dougall | Registered representative | Jan 2022 (5y) | ||
| John Keith Paoloni | Registered representative | Jan 2022 (5y) | ||
| Matthew Ryba | Registered representative | Jan 2022 (5y) | ||
| Ross Geoffrey Danzig | Registered representative | May 2022 (4y) | ||
| John Eric Moore | Registered representative | Sep 2025 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Cascd Group, Llc | Owner | Jan 2021 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 959 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
Custody
Reported custodians
- Charles Schwab & Co. $217M (62% of AUM) Mar 2026
- Sei Investments Distribution Co. $96.9M (28% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗