Cornerstone Financial Group,Llc
- Regulatory AUM
- $292M
- Discretionary
- $292M
- Clients
- 349
- Avg AUM / client
- $837K
- Accounts
- 950
- Employees
- 7
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jun 08, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 249 | $47.3M | 16.2% |
| High net worth individuals | 96 | $232M | 79.4% |
| Charitable organizations | 1 | $2.3M | 0.79% |
| Corporations and other businesses | 3 | $10.7M | 3.65% |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| David Dirk Hoppen | Llc Member | Jan 1996 (31y) | 50% – 75% | |
| Engskov, Dale, Robert | Chief Compliance Officer/Llc Member | Jan 1996 (31y) | 50% – 75% | |
| Spencer Dean Schwarting | Registered representative | CFP | Jul 2018 (8y) | |
| Reuben Joseph Brauer | Registered representative | CFP | Feb 2024 (3y) | |
| Allison Nicole Cerven | Registered representative | CFP | Feb 2024 (3y) | |
| James Leslie Brauer | Registered representative | Feb 2025 (1y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/08/2026 | 956 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Charles Schwab & Co. $258M (88% of AUM) Jun 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 08, 2026.
View current Form ADV (SEC/IAPD) ↗