The Moorings Group, Llc
- Regulatory AUM
- $440M
- Discretionary
- $440M
- Clients
- 124
- Avg AUM / client
- $3.5M
- Accounts
- 165
- Employees
- 2
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of May 13, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 26 | $8.9M | 2.03% |
| High net worth individuals | 90 | $414M | 94.2% |
| Charitable organizations | Fewer than 5 clients | $5.4M | 1.23% |
| Insurance companies | Fewer than 5 clients | $3.7M | 0.83% |
| Corporations and other businesses | 8 | $7.5M | 1.71% |
People (2)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Connie Freeman Partridge | Partner/Chief Compliance Officer/Coo/Llc Member | Sep 2003 (23y) | 50% – 75% | |
| Michele Marie Poirier | Partner/Cio/Llc Member | Sep 2003 (23y) | 50% – 75% |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/13/2026 | 903 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Fidelity Brokerage Services $253M (58% of AUM) May 2026
- BNY Mellon $156M (35% of AUM) May 2026
- Charles Schwab & Co. $46.1M (10% of AUM) Nov 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 13, 2026.
View current Form ADV (SEC/IAPD) ↗