AUMdb

Financial Life Planners Llc

SEC-registered Wealth Manager · Small ($100M–$1B) CRD 129415 · SEC file 801-127888 · Tempe, AZ · podcasts.apple.com
☆ Save with Pro ADV data as of Mar 30, 2026
Regulatory AUM
$208M
Discretionary
$208M
Clients
298
Avg AUM / client
$699K
Accounts
779
Employees
7

AUM over time

$113M $208M
Mar 31, 2023 Mar 30, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Mar 30, 2026

Investments (13F portfolio — 367 positions, $130,443,971)

13F period Mar 31, 2026
#IssuerClassValueShares% of 13F% of AUM
1 Invesco Qqq Tr Unit Ser 1 ETF $29,991,270 51,962 23.0% 14.4%
2 Ishares Tr Core S&P500 Etf ETF $27,504,934 42,107 21.1% 13.2%
3 Nvidia Corporation Com COM $13,349,537 76,546 10.2% 6.41%
4 Apple Inc Com COM $6,232,118 24,556 4.78% 2.99%
5 Palantir Technologies Inc Cl A COM $4,222,495 28,866 3.24% 2.03%
6 Berkshire Hathaway Inc Del Cl B New COM $3,538,489 7,384 2.71% 1.7%
7 Microsoft Corp Com COM $3,183,344 8,600 2.44% 1.53%
8 Robinhood Mkts Inc Com Cl A COM $2,849,691 41,121 2.18% 1.37%
9 Costco Wholesale Corporation Com COM $2,694,959 2,705 2.07% 1.29%
10 Vanguard World Fd Mega Grwth Ind Mutual fund $2,396,526 6,522 1.84% 1.15%
11 State Str Spdr S&P Midcap 40 Utser1 S&Pdcrp COM $2,348,785 3,808 1.8% 1.13%
12 State Str Spdr S&P 500 Etf T Tr Unit COM $1,915,996 2,946 1.47% 0.92%
13 Amazon Com Inc Com COM $1,786,627 8,578 1.37% 0.86%
14 State Str Spdr Dow Jones Ind Ut Ser 1 COM $1,252,188 2,703 0.96% 0.6%
15 Wisdomtree Bitcoin Fd Shs Ben Int ETF $1,118,426 15,597 0.86% 0.54%
16 Invesco Exch Trd Slf Idx Fd Invsco Blsh 28 ETF $1,069,581 52,371 0.82% 0.51%
17 Meta Platforms Inc Cl A COM $678,921 1,187 0.52% 0.33%
18 Goldman Sachs Group Inc Com COM $662,053 783 0.51% 0.32%
19 Rtx Corporation Com COM $658,261 3,412 0.5% 0.32%
20 Invesco Exch Trd Slf Idx Fd Bulshs 2026 Cb ETF $645,684 33,061 0.5% 0.31%
21 Vanguard Specialized Funds Div App Etf ETF $644,664 2,998 0.49% 0.31%
22 Howmet Aerospace Inc Com COM $642,987 2,790 0.49% 0.31%
23 Ishares Tr Rus 1000 Grw Etf ETF $593,093 1,391 0.45% 0.28%
24 Bank America Corp Com COM $588,001 12,062 0.45% 0.28%
25 Select Sector Spdr Tr State Street Fin ETF $566,253 11,470 0.43% 0.27%

Top 25 of 367 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 229 $78.9M 37.9%
High net worth individuals 69 $129M 62.1%

People (4)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Cynthia Kay Fick Manager Nov 2003 (23y) 50% – 75%
Gina Giachetti Wight Member/Chief Compliance Officer Mar 2020 (6y) 25% – 50%
William Matthew Fick Registered representative Mar 2024 (2y)
Kelsey Mc Kenna White Registered representative Mar 2026 (0y)

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/30/2026 1020 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • • Percentage of assets under management
  • • Hourly charges

Services

  • • Financial planning services
  • • Portfolio management for individuals/small businesses
  • • Selection of other advisers
  • • Educational seminars/workshops

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports having custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.

View current Form ADV (SEC/IAPD) ↗