Norris Financial Group, Llc
- Regulatory AUM
- $353M
- Discretionary
- $353M
- Clients
- 403
- Avg AUM / client
- $876K
- Accounts
- 894
- Employees
- 6
AUM over time
Annual snapshots from Form ADV filings · as of Mar 19, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 284 | $74.1M | 21.0% |
| High net worth individuals | 78 | $252M | 71.5% |
| Pension and profit sharing plans | 35 | $19.4M | 5.49% |
| Charitable organizations | Fewer than 5 clients | $635K | 0.18% |
| Corporations and other businesses | 6 | $6.6M | 1.87% |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Terry Lynn Norris | President | CFP Chartered Financial Consultant | Mar 1997 (29y) | ≈ 56.25% – 100% via Terry L. Norris Financial Services, Corp. |
| Altman J Norris | Registered representative | Apr 2006 (20y) | ||
| Calvin Benjamin Davis | Registered representative | Sep 2017 (9y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Terry L. Norris Financial Services, Corp. | Member | Dec 1999 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Terry Lynn Norris: 75% – 100% of Terry L. Norris Financial Services, Corp. × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/19/2026 | 909 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
Custody
Reported custodians
- Pershing $353M (100% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 19, 2026.
View current Form ADV (SEC/IAPD) ↗