AUMdb

Community Financial Group, Inc.

State-registered Wealth Manager · Boutique (under $100M) CRD 129472 · SEC file 801-62776 · Marlborough, MA · WWW.CFGADVISOR.COM
☆ Save with Pro ADV data as of Apr 02, 2026
Regulatory AUM
$92.9M
Discretionary
$92.9M
Clients
95
Avg AUM / client
$978K
Accounts
191
Employees
4

AUM over time

$35.1M $92.9M
Mar 5, 2012 Apr 2, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Apr 02, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 74 $35.2M 37.9%
High net worth individuals 21 $54.7M 58.9%
Pension and profit sharing plans Fewer than 5 clients $3.0M 3.23%

Retirement plan clients

Plans that reported this firm as an investment service provider on Form 5500 Schedule C.

Plan Location Plan year
Ammonoosuc Community Health Services 403(b) Plan Ammonoosuc Community Health Services, Inc. 2024

People (2)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Paul Manuel Travis President Oct 2003 (23y) 75% or more
Richard Rufus Wilson Registered representative Dec 2003 (23y)

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Retirement plans served (1)

PlanSponsorParticipantsPlan assetsAs of
Ammonoosuc Community Health Services 403(b) Plan Ammonoosuc Community Health Services, Inc. 99 $7.6M 01/01/2024

From Form 5500 service-provider disclosures.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 04/02/2026 1.02 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Hourly charges
  • Fixed fees

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Pension consulting services
  • Selection of other advisers

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 02, 2026.

View current Form ADV (SEC/IAPD) ↗