AUMdb

Wernau Asset Management Inc.

SEC-registered Wealth Manager · Small ($100M–$1B) CRD 129473 · SEC file 801-118713 · Gloucester, MA · WWW.WERNAUASSETMANAGEMENT.COM
☆ Save with Pro ADV data as of Feb 04, 2026
Regulatory AUM
$203M
Discretionary
$203M
Clients
103
Avg AUM / client
$2.0M
Accounts
225
Employees
2

AUM over time

$113M $203M
Apr 14, 2020 Feb 4, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Feb 04, 2026

Investments (13F portfolio — 48 positions, $143,374,535)

13F period Mar 31, 2026
#IssuerClassValueShares% of 13F% of AUM
1 State Str Spdr S&P 500 Etf T TR UNIT $42,472,891 65,308 29.6% 21.0%
2 Apple Inc COM $38,785,821 152,826 27.1% 19.1%
3 Berkshire Hathaway Inc Del CL B NEW $6,924,254 14,449 4.83% 3.42%
4 Alphabet Inc CAP STK CL C $6,573,292 22,914 4.58% 3.24%
5 Microsoft Corp COM $4,764,500 12,871 3.32% 2.35%
6 Bank America Corp COM $4,037,147 82,813 2.82% 1.99%
7 Pfizer Inc COM $3,201,994 114,031 2.23% 1.58%
8 Alphabet Inc CAP STK CL A $2,900,449 10,086 2.02% 1.43%
9 Jpmorgan Chase & Co COM $2,828,348 9,615 1.97% 1.4%
10 At&T Inc COM $2,397,937 82,716 1.67% 1.18%
11 Vanguard Scottsdale Fds VNG RUS2000IDX $2,348,088 23,441 1.64% 1.16%
12 Unitil Corp COM $2,263,432 43,327 1.58% 1.12%
13 Amazon Com Inc COM $2,130,898 10,231 1.49% 1.05%
14 Procter & Gamble Co COM $1,924,139 13,321 1.34% 0.95%
15 Cisco Sys Inc COM $1,526,738 19,677 1.06% 0.75%
16 Schwab Strategic Tr INTL EQTY ETF $1,191,108 48,125 0.83% 0.59%
17 Verizon Communications Inc COM $1,087,722 21,667 0.76% 0.54%
18 Vanguard Index Fds MID CAP ETF $1,038,877 3,617 0.72% 0.51%
19 Schwab Strategic Tr US DIVIDEND EQ $1,013,852 33,046 0.71% 0.5%
20 Kkr & Co Inc COM $1,006,130 10,877 0.7% 0.5%
21 Vanguard Intl Equity Index F FTSE EMR MKT ETF $961,147 17,782 0.67% 0.47%
22 Exxon Mobil Corp COM $931,603 5,491 0.65% 0.46%
23 Disney Walt Co COM $931,513 9,665 0.65% 0.46%
24 Ishares Tr 20 YR TR BD ETF $866,900 10,000 0.6% 0.43%
25 Spdr Gold Tr GOLD SHS $805,316 1,871 0.56% 0.4%

Top 25 of 48 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 29 $10.1M 4.97%
High net worth individuals 72 $165M 81.6%
Charitable organizations 2 $27.1M 13.4%

People (2)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Peter Christopher Wernau President/Ceo Oct 2003 (23y) 75% or more
Jonathan Louis Iannacone Chief Compliance Officer Nov 2014 (12y) Less than 5%

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 02/04/2026 1.13 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • • Percentage of assets under management
  • • Hourly charges
  • • Fixed fees

Services

  • • Financial planning services
  • • Portfolio management for individuals/small businesses
  • • Portfolio management for businesses/institutional clients
  • • Other services

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports having custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 04, 2026.

View current Form ADV (SEC/IAPD) ↗