The Capital Group Investment Advisors Inc
- Regulatory AUM
- $62.8M
- Discretionary
- $62.8M
- Clients
- 289
- Avg AUM / client
- $217K
- Accounts
- 276
- Employees
- 1
AUM over time
Annual snapshots from Form ADV filings · as of Mar 12, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 276 | $45.5M | 72.6% |
| High net worth individuals | 6 | $11.0M | 17.5% |
| Pension and profit sharing plans | 3 | $5.8M | 9.25% |
| Corporations and other businesses | 4 | $456K | 0.73% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
People (2)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Barry Marc Misbin | Vice President | May 2001 (25y) | 50% – 75% | |
| Robert John Radoccia | President/Chief Compliance Officer | May 2001 (25y) | 50% – 75% |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (16)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Golub Corporation Employees Retirement Plan | Golub Corporation | 5,711 | $366M | 04/29/2024 |
| Golub Corporation Qualified Security Plan | Golub Corporation | 14 | $15.3M | 04/29/2024 |
| St. John's Community Services Tax Sheltered Annuity Plan | St. John's Community Services | 1,017 | $8.0M | 01/01/2024 |
| Clearedge It Solutions, Llc 401(k) P/S Plan | Clearedge It Solutions, Llc | 63 | $23.5M | 01/01/2024 |
| Golden Key Group 401(k) Plan | Golden Key Group, Inc. | 214 | $10.9M | 01/01/2024 |
| Innovate!, Inc. Retirement Trust | Innovate, Inc. | 76 | $12.5M | 01/01/2024 |
| Nuaxis Innovations 401(k) Plan | Nuaxis Llc Dba Nuaxis Innovation | 322 | $16.3M | 01/01/2024 |
| Urs Federal Services, Inc. Employees Retirement Plan | Amentum Nuclear & Environment Holdings, Inc | 259 | $244M | 01/01/2024 |
| Cambridge International Systems, Inc. 401(k) Plan | Cambridge International Systems | 146 | $22.0M | 01/01/2024 |
| Mag Ds Corp. 401 K Plan | Mag Ds Corp. | 875 | $114M | 01/01/2024 |
| Riva Solutions 401(k) Plan | Riva Solutions, Inc. | 277 | $13.7M | 01/01/2024 |
| B. Frank Joy, Llc Retirement Retirement Plan | B. Frank Joy Llc | 106 | $5.3M | 01/01/2024 |
| Xcorp Solutions 401(k) Plan | Xcorp Solutions, Inc | 48 | $3.9M | 01/01/2024 |
| 360 Patriot 401(k) Plan | 360 Patriot Enterprises, Llc | 558 | $9.7M | 01/01/2024 |
| Sheet Metal Workers' Pension Plan Of Southern California Arizona And Nevada | Board Of Trustees, Sheet Metal Workers' Pension Plan | 5,519 | $1.4B | 01/01/2024 |
| Jefferson Consulting Group Llc 401(k) Ps Plan | Jefferson Consulting Group, Llc | 233 | $10.5M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/12/2026 | 1.04 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $62.8M (100% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 12, 2026.
View current Form ADV (SEC/IAPD) ↗