Newman Ladd Capital Advisors, Llc.
- Regulatory AUM
- $108M
- Discretionary
- $108M
- Clients
- 206
- Avg AUM / client
- $525K
- Accounts
- 362
- Employees
- 2
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 02, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 185 | $70.6M | 65.3% |
| High net worth individuals | 21 | $37.5M | 34.7% |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Andrew T Moen | Chief Compliance Officer | Jan 2005 (22y) | 50% – 75% | |
| Mccarthy, James, Francis | Vice President & Secretary | Dec 2014 (12y) | 50% – 75% | |
| Jack Austin Irwin | Registered representative | Feb 2024 (3y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/02/2026 | 1.1 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: NEWMAN LAND CAPITAL ADVISORS LLC FAILED TO COMPLY AND WILLFULLY VIOLATED SECTION 204 OF THE ADVISORS ACT AND RULES 204-4 AND 204-5 THEREUNDER BY FAILING TO PROVIDE CLIENTS WITH THE FORM CRS. Status: Final Sanction Detail: $25,000 FINE. Summary: NEWMAN LAND CAPITAL ADVISORS LLC FAILED TO COMPLY AND WILLFULLY VIOLATED SECTION 204 OF THE ADVISORS ACT AND RULES 204-4 AND 204-5 THEREUNDER BY FAILING TO PROVIDE CLIENTS WITH THE FORM CRS.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- National Financial Services (Fidelity) $108M (100% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 02, 2026.
View current Form ADV (SEC/IAPD) ↗