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Wealth Manager · Boutique (under $100M)
CRD 130016
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ADV data as of Mar 12, 2026
- Regulatory AUM
- $75.1M
- Discretionary
- $75.1M
- Clients
- 237
- Avg AUM / client
- $317K
- Accounts
- 276
- Employees
- 4
AUM over time
$75.1M
$152M
Feb 1, 2024
Mar 12, 2026
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 12, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 210 | $44.3M | 59.0% |
| High net worth individuals | 24 | $30.2M | 40.2% |
| Charitable organizations | 1 | $577K | 0.77% |
| Other investment advisers | 0 | $0 | — |
| Corporations and other businesses | 2 | $92.2K | 0.12% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
Custody
Reported custodians
- Pershing $75.1M (100% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 12, 2026.