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Private Fund Manager · Boutique (under $100M)
CRD 130037
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ADV data as of Mar 31, 2025
- Regulatory AUM
- $1.1M
- Discretionary
- $1.1M
- Clients
- 1
- Avg AUM / client
- $1.1M
- Accounts
- 1
- Employees
- 57
AUM over time
$1.1M
$1.8B
Mar 30, 2012
Mar 31, 2025
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 31, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 1 | $1.1M | 100.0% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
- • Other fees
- • PAYMENT FOR RESEARCH SERVICES
Services
- • Portfolio management for pooled investment vehicles
- • Other services
Custody
Reported custodians
- Goldman Sachs $64.6M (11% of AUM) Mar 2020
- National Financial Services (Fidelity) $8.1M (1% of AUM) Mar 2020
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2025.