AUMdb

Hurley Capital, Llc

SEC-registered Wealth Manager · Small ($100M–$1B) CRD 130051 · SEC file 801-69269 · New York, NY · WWW.HURLEYCAPITAL.COM
☆ Save with Pro ADV data as of Mar 06, 2026
Regulatory AUM
$326M
Discretionary
$312M
Clients
187
Avg AUM / client
$1.7M
Accounts
604
Employees
4

AUM over time

$71.5M $326M
Mar 29, 2012 Mar 6, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Mar 06, 2026

Investments (13F portfolio — 673 positions, $186,640,528)

13F period Mar 31, 2026
#IssuerClassValueShares% of 13F% of AUM
1 Enterprise Prods Partners L COM $13,309,269 351,725 7.13% 4.08%
2 Ishares Tr IBONDS 2026 TERM $13,122,098 571,769 7.03% 4.02%
3 Vanguard Index Fds VALUE ETF $11,788,594 60,085 6.32% 3.62%
4 Sprott Asset Management Lp PHYSICAL SILVER $11,387,911 466,909 6.1% 3.49%
5 Vanguard Scottsdale Fds INTER TERM TREAS $10,477,043 175,937 5.61% 3.21%
6 Vanguard Index Fds S&P 500 ETF SHS $9,044,852 15,137 4.85% 2.77%
7 Vanguard Scottsdale Fds VNG RUS1000GRW $8,472,836 77,243 4.54% 2.6%
8 Schwab Strategic Tr INTL EQTY ETF $6,631,328 267,932 3.55% 2.03%
9 Blackrock Etf Trust Ii ISHARES FLEXIBLE $5,142,410 99,026 2.76% 1.58%
10 Alphabet Inc CAP STK CL A $4,465,245 15,528 2.39% 1.37%
11 Morgan Stanley COM $3,402,007 20,672 1.82% 1.04%
12 Select Sector Spdr Tr STATE STREET TEC $3,359,772 25,280 1.8% 1.03%
13 Schwab Strategic Tr US DIVIDEND EQ $3,110,430 101,383 1.67% 0.95%
14 State Str Spdr S&P 500 Etf T TR UNIT $3,056,309 4,700 1.64% 0.94%
15 Schwab Strategic Tr US LRG CAP ETF $2,907,050 113,379 1.56% 0.89%
16 Vanguard Tax Managed Fds VAN FTSE DEV MKT $2,614,785 40,805 1.4% 0.8%
17 Schwab Strategic Tr US LCAP GR ETF $2,396,867 82,282 1.28% 0.74%
18 Apple Inc COM $2,118,035 8,346 1.13% 0.65%
19 Hca Healthcare Inc COM $2,097,766 4,433 1.12% 0.64%
20 Canadian Nat Res Ltd Med Ter COM $2,045,618 41,979 1.1% 0.63%
21 Ishares Tr SP SMCP600VL ETF $2,031,046 17,147 1.09% 0.62%
22 Amazon Com Inc COM $1,982,106 9,517 1.06% 0.61%
23 Sprott Asset Management Lp PHYSICAL GOLD TR $1,853,689 52,305 0.99% 0.57%
24 Dollar Gen Corp COM $1,706,374 14,372 0.91% 0.52%
25 Encompass Health Corp COM $1,678,936 17,357 0.9% 0.51%

Top 25 of 673 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 98 $36.2M 11.1%
High net worth individuals 60 $253M 77.7%
Pension and profit sharing plans 6 $7.2M 2.22%
Charitable organizations Fewer than 5 clients $775K 0.24%
Corporations and other businesses 23 $28.4M 8.71%

People (3)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Charles Howard Goldblum Managing Member And Chief Compliance Officer CFP CFA Aug 2003 (23y) 75% or more
Andrew Jefferson Shoemaker Registered representative CFP Jun 2022 (4y)
Constantinos Ernest Athanailos Registered representative May 2026 (0y)

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/06/2026 904 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Fixed fees

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Portfolio management for businesses/institutional clients

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 06, 2026.

View current Form ADV (SEC/IAPD) ↗