Ashdon Investment Management, Llc
- Regulatory AUM
- $425M
- Discretionary
- $58.1M
- Clients
- 63
- Avg AUM / client
- $6.7M
- Accounts
- 170
- Employees
- 6
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 02, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 47 | $17.1M | 4.03% |
| High net worth individuals | 16 | $386M | 90.9% |
| Charitable organizations | Fewer than 5 clients | $21.8M | 5.12% |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| David Wayne Pruitt | Member/Chief Compliance Officer | Jan 2002 (25y) | 50% – 75% | |
| Debatin, June, Barker | Member | Jan 2002 (25y) | 25% – 50% | |
| Jennifer Fuller English | Registered representative | Oct 2016 (10y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/02/2026 | 989 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
Custody
Reported custodians
- National Financial Services (Fidelity) $388M (91% of AUM) Mar 2026
- BNY Mellon $369M (92% of AUM) Feb 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 02, 2026.
View current Form ADV (SEC/IAPD) ↗