Arroyo Investment Group, Llc
- Regulatory AUM
- $319M
- Discretionary
- $317M
- Clients
- 337
- Avg AUM / client
- $948K
- Accounts
- 995
- Employees
- 8
AUM over time
Annual snapshots from Form ADV filings · as of Jun 22, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 237 | $62.9M | 19.7% |
| High net worth individuals | 98 | $255M | 79.8% |
| Banking or thrift institutions | Fewer than 5 clients | — | — |
| Pension and profit sharing plans | Fewer than 5 clients | — | — |
| Charitable organizations | 2 | $1.5M | 0.48% |
| State or municipal government entities | Fewer than 5 clients | — | — |
| Other investment advisers | Fewer than 5 clients | — | — |
| Insurance companies | Fewer than 5 clients | — | — |
| Sovereign wealth funds and foreign official institutions | Fewer than 5 clients | — | — |
| Corporations and other businesses | Fewer than 5 clients | — | — |
People (8)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| John Patrick Odell | Principal, Chief Compliance Officer | CFP | Mar 2000 (26y) | 75% or more |
| Michael Dean Haney | Registered representative | Jun 2005 (21y) | ||
| Daniel Blackwell Watson | Registered representative | Nov 2018 (8y) | ||
| Gabrielle Kristina Stapleton | Registered representative | CFP | Jul 2019 (7y) | |
| Lisa Veronica Taddeo | Registered representative | Jul 2019 (7y) | ||
| Stephanie Avea Hagan | Registered representative | May 2021 (5y) | ||
| Phillip Gene Wildes | Registered representative | Oct 2023 (3y) | ||
| Madeline Mc Grath Odell | Registered representative | CFP | Nov 2025 (1y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/22/2026 | 1000 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
Custody
Firm reports having custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 22, 2026.
View current Form ADV (SEC/IAPD) ↗