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Wealth Manager · Mid-sized ($1B–$10B)
CRD 130475
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ADV data as of Mar 26, 2026
- Regulatory AUM
- $6.0B
- Discretionary
- $5.6B
- Clients
- 3,182
- Avg AUM / client
- $1.9M
- Accounts
- 9,535
- Employees
- 116
AUM over time
$604M
$6.0B
Nov 2011
Dec 2025
Annual snapshots from Form ADV filings · as of Mar 26, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 1,741 | $666M | 11.1% |
| High net worth individuals | 1,345 | $4.4B | 74.3% |
| Pension and profit sharing plans | 41 | $396M | 6.63% |
| Charitable organizations | 12 | $56.1M | 0.94% |
| State or municipal government entities | Fewer than 5 | $58.7M | 0.98% |
| Corporations and other businesses | 43 | $359M | 6.01% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
- • Other services
Custody
Reported custodians
- National Financial Services (Fidelity) $3.3B (55% of AUM) Mar 2026
- Charles Schwab & Co. $1.9B (32% of AUM) Mar 2026
- Sei Technology And Investment Solutions $179M (4% of AUM) Mar 2024
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 26, 2026.