Nine Thirty Capital Management, Llc
- Regulatory AUM
- $615M
- Discretionary
- $615M
- Clients
- 4
- Avg AUM / client
- $154M
- Accounts
- 5
- Employees
- 5
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 4 | $568M | 92.3% |
| Other | Fewer than 5 clients | $47.6M | 7.74% |
Private funds (4)
Reported in Form ADV Section 7.B.(1), filing of Oct 2024 · $562M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| 930 Dsic, Llc | Private Equity Fund | Delaware | $285M | 58 |
| 930 Dsic 4, Llc | Private Equity Fund | Delaware | $154M | 90 |
| 930 Dsic 2, Llc | Private Equity Fund | Delaware | $74.6M | 48 |
| 930 Dsic 3, Llc | Private Equity Fund | Delaware | $47.7M | 41 |
People (2)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Rabin, Stuart, John | President/Ceo/Chief Compliance Officer | Feb 1998 (29y) | 75% or more of Sjr Holdings, L.L.C. ("Sjrh") (indirect) | |
| Ng, Woon Ling (Wendy), | Chief Financial Officer | Feb 2016 (11y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Nine Thirty Management Holdings, Llc ("930 H") | Member Manager | Feb 2004 | A | 75% or more |
| Sjr Holdings, L.L.C. ("Sjrh") | Member Manager | Feb 2004 | B | 50% – 75% of Nine Thirty Management Holdings, Llc (indirect) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (4, $562M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| 930 Dsic, Llc | Private Equity Fund | $285M | $500K | 58 |
| 930 Dsic 4, Llc | Private Equity Fund | $154M | $500K | 90 |
| 930 Dsic 2, Llc | Private Equity Fund | $74.6M | $500K | 48 |
| 930 Dsic 3, Llc | Private Equity Fund | $47.7M | $500K | 41 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/30/2026 | 1.66 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for pooled investment vehicles
- • Selection of other advisers
Custody
Reported custodians
- Citibank $46.0M (10% of AUM) Mar 2021
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.
View current Form ADV (SEC/IAPD) ↗