AUMdb

Giverny Capital Inc.

SEC-registered Wealth Manager · Mid-sized ($1B–$10B) CRD 130640 · SEC file 801-62943 · Montreal · WWW.GIVERNYCAPITAL.COM
☆ Save with Pro ADV data as of Jun 12, 2026
Regulatory AUM
$2.7B
Discretionary
$2.7B
Clients
5,042
Avg AUM / client
$536K
Accounts
5,043
Employees
31

AUM over time

$1.1M $2.7B
Sep 2011 Jun 2026

Annual snapshots from Form ADV filings · as of Jun 12, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 4,037 $1.0B 38.4%
High net worth individuals 371 $706M 26.1%
Pension and profit sharing plans Fewer than 5 clients $15.8M 0.58%
Charitable organizations 8 $11.2M 0.42%
Corporations and other businesses 626 $933M 34.5%

Private funds (1)

Reported in Form ADV Section 7.B.(1), filing of Dec 2024 · $1.2B combined gross assets

FundTypeDomicileGross assetsOwners
Giverny Capital Equity Fund Other Private Fund Canada $1.2B 3,682

People (5)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Francois Rochon Ceo Jan 1998 (29y) ≈ 7.5% – 25% via Musee Giverny Capital Inc.
Jean Philippe Bouchard Vp Aug 2007 (19y) ≈ 7.5% – 25% via 9186 0841 Quebec Inc.
Campeau, François Chief Compliance Officer Dec 2018 (8y) Less than 5%
Nicolas L'ecuyer Registered representative Jun 2023 (3y)
Sébastien Genest Roy Registered representative Oct 2025 (1y)

Entity owners (Schedule A/B)

EntityTitle / statusSinceSch.Ownership
Musee Giverny Capital Inc. Shareholder Jan 2007 A 10% – 25%
9186 0841 Quebec Inc. Shareholder Feb 2008 A 10% – 25%
Hms Corporation Inc. Shareholder Apr 2015 A 5% – 10%
Séguin, Marc Shareholder Mar 2014 B ≈ 3.75% – 10% via Hms Corporation Inc.

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Estimated effective ownership (look-through of filed bands):

  • Francois Rochon: 75% – 100% of Musee Giverny Capital Inc. × 10% – 25% direct ≈ 7.5% – 25% of the firm
  • Jean Philippe Bouchard: 75% – 100% of 9186 0841 Quebec Inc. × 10% – 25% direct ≈ 7.5% – 25% of the firm
  • Séguin, Marc: 75% – 100% of Hms Corporation Inc. × 5% – 10% direct ≈ 3.75% – 10% of the firm

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Private funds (1, $1.2B gross assets)

FundTypeGross assetsMin. investmentOwners
Giverny Capital Equity Fund Other Private Fund $1.2B $0 3,682

From Form ADV Section 7.B private fund reporting.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 06/12/2026 1.23 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management

Services

  • Portfolio management for individuals/small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses/institutional clients

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 12, 2026.

View current Form ADV (SEC/IAPD) ↗