AUMdb
KS

Krouse Stureman & Associates, Inc.

State-registered Insurance-Affiliated · Boutique (under $100M) CRD 130679 · SEC file 801-71389 · Fort Wayne, IN
☆ Save with Pro ADV data as of Mar 03, 2026
Regulatory AUM
$56.4M
Discretionary
$56.4M
Clients
78
Avg AUM / client
$724K
Accounts
133
Employees
1

AUM over time

$35.2M $56.4M
Mar 30, 2012 Mar 3, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Mar 03, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 78 $56.4M 100.0%
High net worth individuals Fewer than 5 clients $0
Banking or thrift institutions Fewer than 5 clients
Pension and profit sharing plans Fewer than 5 clients
Charitable organizations Fewer than 5 clients
State or municipal government entities Fewer than 5 clients
Other investment advisers Fewer than 5 clients
Insurance companies Fewer than 5 clients
Sovereign wealth funds and foreign official institutions Fewer than 5 clients
Corporations and other businesses Fewer than 5 clients

People (4)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Antony P. Stureman President, Chief Compliance Officer CFP Jan 2004 (23y) 25% – 50%
Giant, John, R Vice President Jan 2004 (23y) 25% – 50%
Krouse, Richard, Walker Vice President Jan 2004 (23y) 25% – 50%
Stringer, Stephen, J. Secretary, Treasurer Jan 2004 (23y) 25% – 50%

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/03/2026 1.19 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Hourly charges

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Portfolio management for businesses/institutional clients
  • Pension consulting services
  • Other services

Custody

Firm reports it does not have custody of client funds or securities (Item 9.A).

No custodian data reported or mined yet.

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 03, 2026.

View current Form ADV (SEC/IAPD) ↗