Francis Llc
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ADV data as of Mar 27, 2026
- Regulatory AUM
- —
- Discretionary
- —
- Clients
- 97
- Avg AUM / client
- —
- Accounts
- —
- Employees
- 26
AUM over time
$81.4M
$177M
Dec 2011
Dec 2021
Annual snapshots from Form ADV filings · as of Mar 27, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pension and profit sharing plans | 80 | — | — |
| State or municipal government entities | Fewer than 5 clients | — | — |
| Corporations and other businesses | 17 | — | — |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
People (17)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Kelli B Send | Member | CFP | Feb 2004 (23y) | 10% – 25% |
| Michael John Francis | Member, Chief Compliance Officer | Feb 2004 (23y) | 50% – 75% | |
| Clifford Henry Dunteman | Member | Aug 2008 (18y) | 5% – 10% | |
| Timothy Michael Shirk | Registered representative | Jan 2015 (12y) | ||
| Matthew M Vandre | Registered representative | Chartered Financial Consultant | Feb 2015 (11y) | |
| Elizabeth Marie Aidoo | Registered representative | Aug 2017 (9y) | ||
| Jayson Andrew Voigt | Registered representative | CFP | Nov 2017 (9y) | |
| David Ryan Mandel | Registered representative | Dec 2019 (7y) | ||
| Peter Joseph Castro | Registered representative | Mar 2020 (6y) | ||
| Pedro G Dominguez | Registered representative | Mar 2023 (3y) | ||
| Kevin Dennis Skow | Registered representative | Mar 2023 (3y) | ||
| Blake Matthew Thomas | Registered representative | Sep 2024 (2y) | ||
| Joseph John Topp | Registered representative | Jan 2025 (2y) | ||
| Macy Marie Fallico | Registered representative | Jan 2025 (2y) | ||
| Michael N Hartfield | Registered representative | CFA | Sep 2025 (1y) | |
| Jonathan N Nolan | Registered representative | CFA | Jan 2026 (1y) | |
| Dina Maleny Capetillo Jimenez | Registered representative | Jun 2026 (0y) |
Undisclosed: 0% – 35% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (23)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Serigraph, Inc. 401(k) Savings Plan | Serigraph, Inc. | 324 | $79.2M | 07/01/2024 |
| Foth & Van Dyke, Llc 401(k) Retirement Savings Plan | Foth & Van Dyke, Llc | 692 | $178M | 01/01/2024 |
| Olmsted Medical Center Retirement Savings Plan | Olmsted Medical Center | 1,429 | $303M | 01/01/2024 |
| St. Francis Health Services Of Morris Employees Retirement Plan | St Francis Health Services Of Morris Inc. | 1,416 | $38.7M | 01/01/2024 |
| St. Francis Health Services Of Morris Tax Deferred Annuity Plan | St Francis Health Services Of Morris Inc. | 2,133 | $18.3M | 01/01/2024 |
| Mra The Management Association, Inc. 401 K Plan | Mra The Management Association, Inc. | 205 | $26.7M | 01/01/2024 |
| Standard Process Inc. 401 K And Profit Sharing Plan | Standard Process Inc. | 653 | $131M | 01/01/2024 |
| Wick Buildings, Inc. Savings Plan | Wick Buildings, Inc. | 134 | $14.6M | 01/01/2024 |
| Johnson Outdoors Retirement And Savings Plan | Johnson Outdoors Inc. | 959 | $172M | 01/01/2024 |
| Pipe Trades Services Mn Pension Supplement Fund | Board Of Trustees Of The Pipe Trades Services Mn Pension Supplement Tr | 5,912 | $1.8B | 01/01/2024 |
| Curt G. Joa, Inc. Employees Trust Fund | Curt G. Joa, Inc. | 266 | $83.3M | 01/01/2024 |
| The Fisher Barton Group Retirement Plan | Fisher Barton Inc. | 508 | $40.0M | 01/01/2024 |
| Reinhart Boerner Van Deuren, S.C. 401(k) Profit Sharing Plan | Reinhart Boerner Van Deuren, S.C. | 349 | $308M | 01/01/2024 |
| Retirement Savings Plan Of Flad Affiliated Corp. | Fac Services, Llc | 1,399 | $384M | 01/01/2024 |
| Johnsonville Profit Sharing And 401(k) Plan | Johnsonville, Llc | 2,632 | $324M | 01/01/2024 |
| Marquette University Retirement Plan | Marquette University | 3,088 | $926M | 01/01/2024 |
| Gamber Johnson, Llc 401(k) Plan | Gamber Johnson, Llc | 295 | $10.3M | 01/01/2024 |
| Ashley Furniture Industries, Llc Profit Sharing 401(k) Plan | Ashley Furniture Industries, Llc | 15,474 | $528M | 01/01/2024 |
| U.S. Venture 401(k) Retirement Savings Plan | U.S. Venture, Inc. | 4,910 | $399M | 01/01/2024 |
| Keller, Inc. 401(k) Retirement Savings Plan | Keller, Inc. | 265 | $37.6M | 01/01/2024 |
| Mason Companies Retirement And Savings Plan | Mason Companies, Inc. | 324 | $53.1M | 01/01/2024 |
| Agropur Inc. 401(k) Retirement Savings Plan | Agropur Inc. | 2,141 | $243M | 01/01/2024 |
| Zilber Ltd. Employee Savings Plan | Zilber Ltd. | 192 | $82.0M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/27/2026 | 897 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Hourly charges
- • Fixed fees
Services
- • Pension consulting services
- • Selection of other advisers
- • Educational seminars/workshops
- • Other services
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 27, 2026.
View current Form ADV (SEC/IAPD) ↗