Four Quadrant Wealth Advisors, Inc.
- Regulatory AUM
- $219M
- Discretionary
- $219M
- Clients
- 100
- Avg AUM / client
- $2.2M
- Accounts
- 552
- Employees
- 34
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Feb 18, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 38 | $14.5M | 6.63% |
| High net worth individuals | 62 | $204M | 93.4% |
People (8)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Jason Ryan Smith | President/Chief Compliance Officer | Mar 2004 (22y) | 75% or more | |
| Brogan D Baxter | Chief Operating Officer | Apr 2004 (22y) | 5% – 10% | |
| Stacy Alan Phillips | Registered representative | May 2018 (8y) | ||
| Kal Owen | Registered representative | Dec 2021 (5y) | ||
| William Gregory Chrisman | Registered representative | Oct 2023 (3y) | ||
| Matthew Dwayne Bates | Registered representative | CFP | Sep 2024 (2y) | |
| Bryan Fawcett | Registered representative | Apr 2025 (1y) | ||
| Joel Kristopher Koon | Registered representative | CFP | May 2026 (0y) |
Undisclosed: 0% – 20% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/18/2026 | 934 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Other services
Custody
Reported custodians
- Fidelity Brokerage Services $219M (100% of AUM) Feb 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 18, 2026.
View current Form ADV (SEC/IAPD) ↗