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Wealth Manager · Small ($100M–$1B)
CRD 130766
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ADV data as of Aug 25, 2025
- Regulatory AUM
- $109M
- Discretionary
- $109M
- Clients
- 69
- Avg AUM / client
- $1.6M
- Accounts
- 225
- Employees
- 1
AUM over time
$109M
$109M
Jun 18, 2025
Aug 25, 2025
Reported AUM from Form ADV filings, plotted by filing date · as of Aug 25, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 28 | $17.4M | 15.9% |
| High net worth individuals | 40 | $91.5M | 83.7% |
| Charitable organizations | 1 | $400K | 0.37% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
Custody
Reported custodians
- Charles Schwab & Co. $95.5M (87% of AUM) Aug 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Aug 25, 2025.