Hartley Advisors Corp.
SEC-registered
Wealth Manager · Small ($100M–$1B)
CRD 130769
· SEC file 801-134772
·
· WWW.HARTLEYADVISORS.COM
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ADV data as of Jul 28, 2026
- Regulatory AUM
- $119M
- Discretionary
- $115M
- Clients
- 129
- Avg AUM / client
- $920K
- Accounts
- 433
- Employees
- 3
AUM over time
$106M
$119M
Oct 17, 2025
Jul 28, 2026
Reported AUM from Form ADV filings, plotted by filing date · as of Jul 28, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 92 | $34.1M | 28.8% |
| High net worth individuals | 37 | $83.9M | 70.7% |
| Pension and profit sharing plans | Fewer than 5 | $665K | 0.56% |
People (2)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Kenneth Mark Hartley | Registered representative | Apr 2004 (22y) | ||
| Thomas Kenneth Hartley | Registered representative | Oct 2014 (12y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/27/2026 | 898 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
Services
- • Portfolio management for individuals/small businesses
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 28, 2026.
View current Form ADV (SEC/IAPD) ↗