Steven G. Blum And Associates, Llc
- Regulatory AUM
- $180M
- Discretionary
- $74.3M
- Clients
- 70
- Avg AUM / client
- $2.6M
- Accounts
- 401
- Employees
- 3
AUM over time
Annual snapshots from Form ADV filings · as of Mar 06, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 19 | $7.4M | 4.08% |
| High net worth individuals | 51 | $173M | 95.9% |
People (2)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Mary Quinn Bonfini | Member | Jan 2004 (23y) | 5% – 10% | |
| Steven G. Blum | Member, Chief Compliance Officer | Jan 2004 (23y) | 75% or more |
Undisclosed: 0% – 20% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/06/2026 | 945 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Charles Schwab & Co. $92.2M (51% of AUM) Mar 2026
- Fidelity Brokerage Services $61.7M (34% of AUM) Mar 2026
- Tiaa Cref Individual & Institutional Services, Llc $22.6M (13% of AUM) Mar 2026
- Pershing $10.7M (8% of AUM) Mar 2024
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 06, 2026.
View current Form ADV (SEC/IAPD) ↗