Rock Point Advisors, Llc
- Regulatory AUM
- $656M
- Discretionary
- $656M
- Clients
- 243
- Avg AUM / client
- $2.7M
- Accounts
- 493
- Employees
- 9
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 24, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 82 | $43.0M | 6.55% |
| High net worth individuals | 150 | $564M | 86.1% |
| Charitable organizations | 5 | $9.9M | 1.51% |
| Corporations and other businesses | 6 | $38.4M | 5.86% |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Michael Leighton Huffman | President | CFA | Mar 2004 (22y) | 50% – 75% |
| Todd Alan Wulfson | Vice President, Cco | CFA | May 2004 (22y) | 25% – 50% |
| Timothy A Humphrey | Wealth Manager | CFP CFA | Mar 2015 (11y) | 10% – 25% |
| Jackson Adrien Bargiello | Registered representative | Jan 2026 (1y) |
Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/24/2026 | 903 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Charles Schwab & Co. $556M (85% of AUM) Mar 2026
- Fidelity Distributors Company Llc $75.9M (12% of AUM) Mar 2026
- National Financial Services (Fidelity) $56.8M (12% of AUM) Apr 2023
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 24, 2026.
View current Form ADV (SEC/IAPD) ↗