AUMdb

Ramiah Investment Group, Inc.

SEC-registered Insurance-Affiliated · Small ($100M–$1B) CRD 130919 · SEC file 801-67415 · Brookfield, WI · WWW.BROOKCAPITAL.COM
☆ Save with Pro ADV data as of Jul 28, 2026
Regulatory AUM
$283M
Discretionary
$135M
Clients
631
Avg AUM / client
$449K
Accounts
1,490
Employees
5

AUM over time

$95.7M $283M
Mar 29, 2012 Jul 28, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Jul 28, 2026

Investments (13F portfolio — 79 positions, $130,996,021)

13F period Jun 30, 2026
#IssuerClassValueShares% of 13F% of AUM
1 State Str Spdr S&P 500 Etf T TR UNIT $21,915,459 29,347 16.7% 7.74%
2 Vanguard Index Fds TOTAL STK MKT $13,389,897 36,185 10.2% 4.73%
3 Invesco Qqq Tr UNIT SER 1 $10,358,202 14,066 7.91% 3.66%
4 Vanguard Index Fds SMALL CP ETF $9,814,722 32,379 7.49% 3.46%
5 Vanguard Admiral Fds Inc 500 VAL IDX FD $6,083,297 27,751 4.64% 2.15%
6 Vanguard Intl Equity Index F ALLWRLD EX US $5,678,083 67,798 4.33% 2.0%
7 Vanguard Bd Index Fds TOTAL BND MRKT $4,189,528 57,070 3.2% 1.48%
8 Ishares Tr SP SMCP600VL ETF $3,433,402 25,120 2.62% 1.21%
9 Ishares Tr MSCI EMG MKT ETF $2,993,827 43,763 2.29% 1.06%
10 Ishares Tr MSCI EAFE ETF $2,918,924 28,099 2.23% 1.03%
11 Schwab Strategic Tr US REIT ETF $2,470,487 104,328 1.89% 0.87%
12 Invesco Exchange Traded Fd T SEMICONDUCTORS $2,373,857 12,639 1.81% 0.84%
13 Ishares Tr ISHARES SEMICDTR $2,332,366 3,640 1.78% 0.82%
14 Vanguard Scottsdale Fds INT-TERM CORP $2,273,066 27,502 1.74% 0.8%
15 Ishares Tr IBOXX HI YD ETF $2,159,214 27,000 1.65% 0.76%
16 Invesco Exch Traded Fd Tr Ii S&P 500 HB ETF $2,138,896 13,747 1.63% 0.75%
17 Ishares Tr ESG AWR MSCI USA $2,063,388 12,607 1.58% 0.73%
18 Roundhill Etf Trust MEMORY ETF $1,943,806 26,321 1.48% 0.69%
19 Spdr Series Trust ST STR BLO 1 ETF $1,862,858 20,328 1.42% 0.66%
20 Vanguard Scottsdale Fds SHRT TRM CORP BD $1,670,694 21,140 1.28% 0.59%
21 Abrdn Etfs BBRG ALL COMD K1 $1,629,614 72,946 1.24% 0.58%
22 Ishares Tr S&P MC 400VL ETF $1,532,551 10,374 1.17% 0.54%
23 Ishares Tr S&P 500 GRWT ETF $1,461,394 10,626 1.12% 0.52%
24 Vanguard Scottsdale Fds INTER TERM TREAS $1,275,320 21,623 0.97% 0.45%
25 Pimco Etf Tr ACTIVE BD ETF $1,234,347 13,386 0.94% 0.44%

Top 25 of 79 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 558 $113M 39.9%
High net worth individuals 68 $166M 58.7%
Pension and profit sharing plans 1 $1.3M 0.47%
Corporations and other businesses 4 $2.5M 0.89%

People (5)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Ramu Ramiah President;Shareholder(common) Mar 2004 (22y) 75% or more
Joseph, Letha Chief Compliance Officer;Secretary, Shareholder(common) Sep 2004 (22y) 10% – 25%
Jason Scott Visner Registered representative Nov 2010 (16y)
Dalton James Weyandt Registered representative Jun 2022 (4y)
Daena Beth Ramiah Registered representative Jan 2025 (2y)

Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 07/15/2026 907 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Hourly charges
  • Fixed fees

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Educational seminars/workshops

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 28, 2026.

View current Form ADV (SEC/IAPD) ↗