Richardson Capital Management, Llc
- Regulatory AUM
- $582M
- Discretionary
- $447M
- Clients
- 262
- Avg AUM / client
- $2.2M
- Accounts
- 261
- Employees
- 9
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 24, 2026
Investments (13F portfolio — 243 positions, $234,020,996)
13F period Jun 30, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Schwab Us Large Cap Etf | US LRG CAP ETF | $52,726,053 | 1,791,575 | 22.5% | 9.06% |
| 2 | Schwab Us Large Cap Growth Etf | US LCAP GR ETF | $35,346,188 | 1,044,509 | 15.1% | 6.07% |
| 3 | Schwab Fundamental Us Large Company Etf | FUNDAMENTAL US L | $32,103,054 | 1,032,253 | 13.7% | 5.51% |
| 4 | Vanguard 500 Etf | S&P 500 ETF SHS | $25,238,024 | 36,747 | 10.8% | 4.33% |
| 5 | I Shares Core S&P Mid Cap Etf | CORE S&P MCP ETF | $20,673,657 | 268,106 | 8.83% | 3.55% |
| 6 | Schwab Us Dividend Equity Etf | US DIVIDEND EQ | $12,809,750 | 403,966 | 5.47% | 2.2% |
| 7 | Nvidia Corp | COM | $11,929,759 | 59,622 | 5.1% | 2.05% |
| 8 | Dimensional Us Small Cap Value Etf | US SMALL CAP ETF | $5,893,341 | 151,929 | 2.52% | 1.01% |
| 9 | Matthews Em Discovery Active Etf | EMERGING MKT DIS | $4,731,690 | 149,101 | 2.02% | 0.81% |
| 10 | Schwab Us Mid Cap Etf | US MID-CAP ETF | $4,350,055 | 117,984 | 1.86% | 0.75% |
| 11 | Invesco Qqq Trust Etf | UNIT SER 1 | $1,673,837 | 2,273 | 0.72% | 0.29% |
| 12 | Schwab 1000 Index Etf | 1000 INDEX ETF | $1,428,712 | 39,620 | 0.61% | 0.25% |
| 13 | Pgim Ultra Short Bond Etf | PGIM ULTRA SH BD | $1,089,779 | 21,994 | 0.47% | 0.19% |
| 14 | I Shares Russell Mid Cap Growth Etf | RUS MD CP GR ETF | $898,518 | 6,137 | 0.38% | 0.15% |
| 15 | Vanguard Growth Etf | GROWTH ETF | $754,004 | 8,753 | 0.32% | 0.13% |
| 16 | I Shares Core S&P 500 Etf | CORE S&P500 ETF | $738,406 | 986 | 0.32% | 0.13% |
| 17 | I Shares Russell 1000 Growth Etf | RUS 1000 GRW ETF | $675,854 | 5,443 | 0.29% | 0.12% |
| 18 | I Shares Russell Mid Cap Etf | RUS MID CAP ETF | $653,756 | 5,926 | 0.28% | 0.11% |
| 19 | Vanguard Total International Stock Etf | TOTAL STK MKT | $607,006 | 2,003 | 0.26% | 0.1% |
| 20 | Vanguard High Dividend Yield Etf | HIGH DIV YLD | $591,731 | 3,744 | 0.25% | 0.1% |
| 21 | I Shares A.I. Innovation And Tech Act Etf | ISHA I IN TE ETF | $581,919 | 11,038 | 0.25% | 0.1% |
| 22 | I Shares Global Tech Etf | GLOBAL TECH ETF | $506,720 | 3,507 | 0.22% | 0.09% |
| 23 | Global X Us Infrastructure Dev Etf | US INFR DEV ETF | $500,003 | 8,486 | 0.21% | 0.09% |
| 24 | I Shares Russell Mid Cap Value Etf | RUS MDCP VAL ETF | $488,204 | 2,966 | 0.21% | 0.08% |
| 25 | Ark Innovation Etf | INNOVATION ETF | $485,502 | 6,007 | 0.21% | 0.08% |
Top 25 of 243 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 108 | $48.1M | 8.27% |
| High net worth individuals | 153 | $534M | 91.6% |
| Charitable organizations | 1 | $552K | 0.09% |
People (8)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Richardson, Patricia, L | Trustee | Apr 2004 (22y) | ≈ 25% – 56.25% via Plr Irrevocable Trust | |
| Scott P Richardson | President & Chief Compliance Officer | Chartered Financial Consultant | Apr 2004 (22y) | ≈ 6.25% – 25% via Spr Irrevocable Trust |
| Michael Richardson | Registered representative | Nov 2007 (19y) | ||
| Nathan Daniel Corroy | Registered representative | CFP | Feb 2015 (11y) | |
| Mark D Steele | Registered representative | Dec 2019 (7y) | ||
| Jennifer L Kohls | Registered representative | Jul 2024 (2y) | ||
| Bryan Richard Becker | Registered representative | Jan 2025 (2y) | ||
| Daniel Patrick Brown | Registered representative | CFA | Jan 2025 (2y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Plr Irrevocable Trust | Member | Apr 2004 | A | 50% – 75% |
| Spr Irrevocable Trust | Member | Dec 2009 | A | 25% – 50% |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Richardson, Patricia, L: 50% – 75% of Plr Irrevocable Trust × 50% – 75% direct ≈ 25% – 56.25% of the firm
- Scott P Richardson: 25% – 50% of Spr Irrevocable Trust × 25% – 50% direct ≈ 6.25% – 25% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/24/2026 | 1.03 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $420M (72% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 24, 2026.
View current Form ADV (SEC/IAPD) ↗