Adirondack Research & Management Inc.
- Regulatory AUM
- $126M
- Discretionary
- $126M
- Clients
- 85
- Avg AUM / client
- $1.5M
- Accounts
- 159
- Employees
- 4
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 26, 2026
Investments (13F portfolio — 98 positions, $82,215)
13F period Sep 30, 2021| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Conduent Inc | COM | $3,190 | 484,139 | 3.88% | 0.0% |
| 2 | Unisys Corp | COM NEW | $1,907 | 75,858 | 2.32% | 0.0% |
| 3 | Cno Finl Group Inc | COM | $1,881 | 79,920 | 2.29% | 0.0% |
| 4 | Antero Resources Corp | COM | $1,875 | 99,690 | 2.28% | 0.0% |
| 5 | Lazard Ltd | SHS A | $1,782 | 38,901 | 2.17% | 0.0% |
| 6 | Celestica Inc | SUB VTG SHS | $1,723 | 193,996 | 2.1% | 0.0% |
| 7 | Adtran Inc | COM | $1,720 | 91,700 | 2.09% | 0.0% |
| 8 | Siriuspoint Ltd | COM | $1,687 | 182,231 | 2.05% | 0.0% |
| 9 | Lsi Inds Inc Ohio | COM | $1,617 | 208,653 | 1.97% | 0.0% |
| 10 | Trustco Bk Corp N Y | COM NEW | $1,581 | 49,446 | 1.92% | 0.0% |
| 11 | Graftech Intl Ltd | COM | $1,569 | 152,078 | 1.91% | 0.0% |
| 12 | Vonage Hldgs Corp | COM | $1,555 | 96,451 | 1.89% | 0.0% |
| 13 | National Westn Life Group In | CL A | $1,541 | 7,316 | 1.87% | 0.0% |
| 14 | Brixmor Ppty Group Inc | COM | $1,523 | 68,886 | 1.85% | 0.0% |
| 15 | Ardmore Shipping Corp | COM | $1,522 | 366,773 | 1.85% | 0.0% |
| 16 | Hillman Soulutions Corp | COM | $1,505 | 126,181 | 1.83% | 0.0% |
| 17 | Mgic Invt Corp Wis | COM | $1,475 | 98,600 | 1.79% | 0.0% |
| 18 | Infinera Corp | COM | $1,363 | 163,860 | 1.66% | 0.0% |
| 19 | Genworth Finl Inc | COM CL A | $1,355 | 361,285 | 1.65% | 0.0% |
| 20 | Photronics Inc | COM | $1,225 | 89,858 | 1.49% | 0.0% |
| 21 | O I Glass Inc | COM | $1,166 | 81,715 | 1.42% | 0.0% |
| 22 | Allscripts Healthcare Solutn | COM | $1,164 | 87,067 | 1.42% | 0.0% |
| 23 | Compass Diversified | SH BEN INT | $1,151 | 40,864 | 1.4% | 0.0% |
| 24 | Archer Daniels Midland Co | COM | $1,091 | 18,187 | 1.33% | 0.0% |
| 25 | Conocophillips | COM | $1,083 | 15,975 | 1.32% | 0.0% |
Top 25 of 98 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 81 | $48.2M | 38.2% |
| High net worth individuals | 3 | $25.9M | 20.5% |
| Investment companies | 1 | $52.0M | 41.2% |
People (3)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Roeder, Gregory, Alexander | President | Mar 2004 (22y) | 50% – 75% | |
| Reiner, Matthew, Patrick | Chief Financial Officer | Feb 2005 (22y) | 50% – 75% | |
| Becker, Jarrod, Hall | Chief Compliance Officer | Jul 2013 (13y) | Less than 5% |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/26/2026 | 901 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for investment companies
Custody
Reported custodians
- Fidelity Brokerage Services $74.1M (59% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 26, 2026.
View current Form ADV (SEC/IAPD) ↗