AUMdb

Modern Capital Advisors, Llc

SEC-registered Broker-Dealer (Dually Registered) · Small ($100M–$1B) CRD 131117 · SEC file 801-72611 · Raleigh, NC · www.moderncap.com
☆ Save with Pro ADV data as of Apr 02, 2026
Regulatory AUM
$255M
Discretionary
$15.1M
Clients
1,221
Avg AUM / client
$209K
Accounts
1,221
Employees
19

AUM over time

$26.1M $285M
Jan 3, 2012 Apr 2, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Apr 02, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 1,188 $240M 94.1%
High net worth individuals 33 $15.1M 5.94%
Corporations and other businesses Fewer than 5 clients

People (22)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Woodward, Cassandra, Taleen Coo Sep 2004 (22y) 25% – 50%
Daniel James Shanahan President Jan 2022 (5y) Less than 5%
Landsiedel, John, Joseph Cco Mar 2023 (3y) Less than 5%
Chambers, Ashley, Brook Chief Marketing Officer Jun 2023 (3y) 25% – 50%
Carrigan, Christopher Ceo Jun 2023 (3y) 25% – 50%
Dhrumil Anilkumar Parikh Registered representative May 2016 (10y)
Yupeng Fu Registered representative CFP Chartered Financial Consultant Oct 2016 (10y)
John Esrom Anderson Registered representative Chartered Financial Consultant Jan 2022 (5y)
Ronald Lee Nalven Registered representative CFP Jan 2022 (5y)
John Walter Yoash Registered representative Jan 2022 (5y)
Matthew John Drummond Registered representative Jan 2022 (5y)
Matthew Ryan Eppich Registered representative Jan 2022 (5y)
Michael Leonard Gorman Registered representative Jan 2022 (5y)
Nicholas Tilden Drew Registered representative Jan 2022 (5y)
Thomas Lynn Mcguire Registered representative Jan 2022 (5y)
Kyle J Van Oort Registered representative Feb 2022 (5y)
Adam David Seidman Registered representative Sep 2024 (2y)
David Harold Turlington Registered representative Sep 2024 (2y)
Geoffrey G Mclawhorn Registered representative Sep 2024 (2y)
Thomas Anthony Smith Registered representative Feb 2025 (2y)
Ronie (None) Drori Registered representative CFP Feb 2025 (1y)
Matthew Allen Holman Registered representative Nov 2025 (1y)

Entity owners (Schedule A/B)

EntityTitle / statusSinceSch.Ownership
Topsail Acquisitions Holdings, Llc Holding Company Jun 2023 A 25% – 50%

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 04/02/2026 1.25 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Hourly charges
  • Fixed fees
  • Other fees
  • SOLICITOR FEES

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Selection of other advisers

Custody

Reported custodians

  • RBC $17.4M (7% of AUM) Apr 2026

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 02, 2026.

View current Form ADV (SEC/IAPD) ↗