Abg Consultants, Llc
SEC-registered
Institutional / Pension Advisor · Small ($100M–$1B)
CRD 131129
· SEC file 801-69619
· Cottonwood Heights, UT
· WWW.CONSULTABG.COM
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ADV data as of Apr 17, 2026
- Regulatory AUM
- $697M
- Discretionary
- $517M
- Clients
- 1,885
- Avg AUM / client
- $370K
- Accounts
- 1,885
- Employees
- 4
AUM over time
$90.5M
$697M
Dec 2011
Dec 2025
Annual snapshots from Form ADV filings · as of Apr 17, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 1,586 | $38.9M | 5.57% |
| High net worth individuals | 14 | $22.8M | 3.26% |
| Pension and profit sharing plans | 284 | $634M | 90.9% |
| State or municipal government entities | 1 | $1.8M | 0.26% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Pharmacann 401(k) Plan Pharmacann Inc | 2024 | |
| Csg Consultants, Inc. 401(k) Savings Plan Csg Consultants, Inc. | 2024 | |
| Burbank Housing Management Corporation Tax Deferred Annuity Burbank Housing Management Corporation | 2024 | |
| Insa 401(k) Plan Insa, Inc. | 2024 | |
| Ayr Strategies Retirement Plan Ayr Strategies, Inc. | 2024 | |
| Akeso Medical Retirement Plan Kain Akeso Medical Holdings, Llc | 2024 | |
| Schwazze 401(k) Plan Two Js Llc | 2024 | |
| Randy Taylor Consulting 401 K Plan Randy Taylor Consulting Llc | Tallahassee, FL | 2021 |
People (7)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Hadaway, James, Russell | Chief Compliance Officer | Mar 2021 (5y) | Less than 5% | |
| Christopher A Mautz | President | Jun 2022 (4y) | Less than 5% | |
| David, Scott, Bishop | Chief Executive Officer | Mar 2024 (2y) | Less than 5% | |
| Peter Anthony Messina | Registered representative | CFP | Feb 2015 (11y) | |
| Tabitha Ann Garreffa | Registered representative | Nov 2021 (5y) | ||
| Ryan Knebel | Registered representative | Jan 2026 (1y) | ||
| Michael Spencer Loveless | Registered representative | Jul 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Rocky Mountain Employee Benefits, Inc | Owner | Jan 2010 | A | 75% or more |
| Fiduciary Services Group, Llc | Owner | Jan 2021 | B | ≈ 56.25% – 100% via Rocky Mountain Employee Benefits, Inc |
| Fsg Parent, Inc. | Member | Mar 2024 | B | ≈ 42.19% – 100% via Fiduciary Services Group, Llc |
| Llr V Pcs, Llc | Stockholder | Mar 2024 | B | ≈ 31.64% – 100% via Fsg Parent, Inc. |
| Pcs Buyer, Inc. | Stockholder | Mar 2024 | B | ≈ 23.73% – 100% via Llr V Pcs, Llc |
| Pcs Midco, Inc. | Stockholder | Mar 2024 | B | ≈ 17.8% – 100% via Pcs Buyer, Inc. |
| Pcs Intermediate, Inc. | Stockholder | Mar 2024 | B | ≈ 13.35% – 100% via Pcs Midco, Inc. |
| Pcs Topco, Inc. | Stockholder | Mar 2024 | B | ≈ 10.01% – 100% via Pcs Intermediate, Inc. |
| Pcs Parent, L.P. | Stockholder | Mar 2024 | B | ≈ 7.51% – 100% via Pcs Topco, Inc. |
| Lep Pcs Co Invest, Lp | Limited Partner | Mar 2024 | B | ≈ 3.75% – 75% via Pcs Parent, L.P. |
| Pcs Parent Gp, Llc. | General Partner | Mar 2024 | B | GP / trustee / elected manager of Pcs Parent, L.P. (indirect) |
| Lee Equity Partners Iv Gp, Llc | General Partner | Mar 2024 | B | GP / trustee / elected manager of Lep Pcs Co Invest, Lp (indirect) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Fiduciary Services Group, Llc: 75% – 100% of Rocky Mountain Employee Benefits, Inc × 75% – 100% direct ≈ 56.25% – 100% of the firm
- Fsg Parent, Inc.: 75% – 100% of Fiduciary Services Group, Llc × 75% – 100% of Rocky Mountain Employee Benefits, Inc × 75% – 100% direct ≈ 42.19% – 100% of the firm
- Llr V Pcs, Llc: 75% – 100% of Fsg Parent, Inc. × 75% – 100% of Fiduciary Services Group, Llc × 75% – 100% of Rocky Mountain Employee Benefits, Inc × 75% – 100% direct ≈ 31.64% – 100% of the firm
- Pcs Buyer, Inc.: 75% – 100% of Llr V Pcs, Llc × 75% – 100% of Fsg Parent, Inc. × 75% – 100% of Fiduciary Services Group, Llc × 75% – 100% of Rocky Mountain Employee Benefits, Inc × 75% – 100% direct ≈ 23.73% – 100% of the firm
- Pcs Midco, Inc.: 75% – 100% of Pcs Buyer, Inc. × 75% – 100% of Llr V Pcs, Llc × 75% – 100% of Fsg Parent, Inc. × 75% – 100% of Fiduciary Services Group, Llc × 75% – 100% of Rocky Mountain Employee Benefits, Inc × 75% – 100% direct ≈ 17.8% – 100% of the firm
- Pcs Intermediate, Inc.: 75% – 100% of Pcs Midco, Inc. × 75% – 100% of Pcs Buyer, Inc. × 75% – 100% of Llr V Pcs, Llc × 75% – 100% of Fsg Parent, Inc. × 75% – 100% of Fiduciary Services Group, Llc × 75% – 100% of Rocky Mountain Employee Benefits, Inc × 75% – 100% direct ≈ 13.35% – 100% of the firm
- Pcs Topco, Inc.: 75% – 100% of Pcs Intermediate, Inc. × 75% – 100% of Pcs Midco, Inc. × 75% – 100% of Pcs Buyer, Inc. × 75% – 100% of Llr V Pcs, Llc × 75% – 100% of Fsg Parent, Inc. × 75% – 100% of Fiduciary Services Group, Llc × 75% – 100% of Rocky Mountain Employee Benefits, Inc × 75% – 100% direct ≈ 10.01% – 100% of the firm
- Pcs Parent, L.P.: 75% – 100% of Pcs Topco, Inc. × 75% – 100% of Pcs Intermediate, Inc. × 75% – 100% of Pcs Midco, Inc. × 75% – 100% of Pcs Buyer, Inc. × 75% – 100% of Llr V Pcs, Llc × 75% – 100% of Fsg Parent, Inc. × 75% – 100% of Fiduciary Services Group, Llc × 75% – 100% of Rocky Mountain Employee Benefits, Inc × 75% – 100% direct ≈ 7.51% – 100% of the firm
- Lep Pcs Co Invest, Lp: 50% – 75% of Pcs Parent, L.P. × 75% – 100% of Pcs Topco, Inc. × 75% – 100% of Pcs Intermediate, Inc. × 75% – 100% of Pcs Midco, Inc. × 75% – 100% of Pcs Buyer, Inc. × 75% – 100% of Llr V Pcs, Llc × 75% – 100% of Fsg Parent, Inc. × 75% – 100% of Fiduciary Services Group, Llc × 75% – 100% of Rocky Mountain Employee Benefits, Inc × 75% – 100% direct ≈ 3.75% – 75% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (8)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Pharmacann 401(k) Plan | Pharmacann Inc | 2,236 | $18.5M | 01/01/2024 |
| Csg Consultants, Inc. 401(k) Savings Plan | Csg Consultants, Inc. | 324 | $45.4M | 01/01/2024 |
| Burbank Housing Management Corporation Tax Deferred Annuity | Burbank Housing Management Corporation | 186 | $6.2M | 01/01/2024 |
| Insa 401(k) Plan | Insa, Inc. | 458 | $2.5M | 01/01/2024 |
| Ayr Strategies Retirement Plan | Ayr Strategies, Inc. | 2,012 | $19.8M | 01/01/2024 |
| Akeso Medical Retirement Plan | Kain Akeso Medical Holdings, Llc | 330 | $9.4M | 01/01/2024 |
| Schwazze 401(k) Plan | Two Js Llc | 663 | $2.2M | 01/01/2024 |
| Randy Taylor Consulting 401 K Plan | Randy Taylor Consulting Llc | 0 | $0 | 01/01/2021 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/17/2026 | 1.15 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
- • Educational seminars/workshops
Custody
Reported custodians
- Charles Schwab & Co. $286M (41% of AUM) Apr 2026
- Fidelity Brokerage Services $168M (24% of AUM) Apr 2026
- Advisortrust, Inc. $98.9M (14% of AUM) Apr 2026
- Savedaily $97.0M (14% of AUM) Apr 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 17, 2026.
View current Form ADV (SEC/IAPD) ↗